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Dictionary-Aligned Concept Control for Safeguarding Multimodal LLMs
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Builds a 15K-concept multimodal dictionary (DACO-400K) from WordNet and CC-3M, uses it to initialize and annotate TopK/L1 sparse autoencoders, and steers frozen MLLMs at inference to improve jailbreak/unsafe-query safety while keeping utility.
Problem
MLLMs can produce unsafe responses to malicious text-image queries; existing activation steering methods handle few safety concepts, struggle to calibrate steering strength, and SAE features lack semantic grounding.
Approach
Use a large CLIP-retrieved multimodal concept dictionary both for training-free oblique-projection sparse coding and to initialize SAE decoder atoms, then annotate atoms as desirable or undesirable by cosine distance to expert-labeled concept centroids, and steer by suppressing undesirable and amplifying desirable coefficients.
Key results
- On Qwen2.5-VL-7B, DACO raises MS-R from 0.442 (no steering) to 0.990 and JBV-QG from 0.543 to 0.841 while MMMU drops only from 0.546 to 0.521.
- On InternVL3.5-8B, DACO reaches JBV-QG 0.970 versus 0.926 for MOP and 0.847 for ActAdd.
- Initializing TopK-SAE with the concept dictionary raises JBV-QG from 0.822 to 0.841 and MMMU from 0.505 to 0.521.
Surprising findings
- Using text-only concept stimuli instead of multimodal retrieval degrades JBV-R from 0.903 to 0.848, showing multimodal retrieval matters.
- ActAdd over-refuses benign MOSSBench queries, with average over-refusal 0.18 versus 0.09 for no steering.
Limitations
- Steering strength and annotation threshold require tuning (eta, gamma), with trade-offs between safety and MMMU.
- Concept labels rely on an expert MLLM (Qwen3-VL-32B) to partition concepts as desirable or undesirable.
- Intervention covers only the first 50 generated tokens and selected layers 15-19.
Experimental setup
Datasets: WordNet CC-3M JailBreakV-28K MM-SafetyBench MOSSBench MMMU
Benchmarks: MM-SafetyBench JailBreakV-28K MMMU MOSSBench MM-Vet MM-Vet v2
Metrics: defense success rate fluency perplexity MMMU accuracy over-refusal rate FVE DA DO FDN neighborhood purity
Baselines: No Steering Prompting (MM-SafetyBench safety prompt) ActAdd MOP Khayatan et al. steering
Builds on: Parsimonious Concept Engineering (PaCE) Activation Addition TopK sparse autoencoder CLIP LoRA
Closest papers by meaning
- MLLMGuard: A Multi-dimensional Safety Evaluation Suite for Multimodal Large Language Models (NeurIPS 2024 · similarity 0.90)
- Do We Really Need Curated Malicious Data for Safety Alignment in Multi-modal Large Language Models? (CVPR 2025 · similarity 0.90)
- Pragma-VL: Towards a Pragmatic Arbitration of Safety and Helpfulness in MLLMs (ICLR 2026 · similarity 0.88)
- GuardAlign: Robust Safety Alignment in Multimodal Large Language Models (ICLR 2026 · similarity 0.88)
- Multimodal Situational Safety (ICLR 2025 · similarity 0.88)
- SDEval: Safety Dynamic Evaluation for Multimodal Large Language Models (AAAI 2026 · similarity 0.88)
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