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Stability and Generalization in Looped Transformers
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Proposes a fixed-point framework (reachability, input-dependence, geometry) for looped transformers, proves autonomous looped nets have countable fixed points and recall plus outer normalization yields stable input-dependent fixed points, and introduces internal recall, evaluated on chess, sudoku, and prefix-sums.
Problem
Looped transformers promise test-time compute scaling, but it is unclear which architectural choices (recall, recall placement, outer normalization) let them extrapolate to harder problems rather than memorize training-depth solutions.
Approach
A fixed-point analysis along three stability axes (reachability, input-dependence, geometry) that theoretically explains why recall is needed and why outer normalization helps in looped models; plus a novel internal recall placement that is competitive with standard (external) recall once outer normalization is applied.
Key results
- Normalized recall models beat best un-normalized recall model by 12 points on hard sudoku and 2 points on hard chess.
- On prefix sums, normalized models are the only models achieving non-zero hard accuracy at the largest learning rate.
- Internal recall with outer normalization becomes competitive with external recall and substantially better on sudoku.
Surprising findings
- Internal recall without outer normalization has a much more anisotropic stable region than external recall, yet with outer normalization it matches or beats external recall on sudoku.
- Autonomous networks achieve 0% accuracy across all configurations on prefix sums.
Limitations
- Empirical analysis uses small single-layer transformers; scaling to larger models untested.
- Framework predicts necessary rather than sufficient conditions; relative ranking of internal vs external recall across tasks not resolved by theory.
- Theory relies on smoothness and transversality assumptions that are only argued to hold generically.
Experimental setup
Datasets: chess sudoku prefix-sums
Benchmarks: chess sudoku prefix-sums
Metrics: accuracy
Baselines: autonomous looped transformer external recall internal recall
Builds on: Deep Equilibrium Models Universal Transformer Adaptive Computation Time
Closest papers by meaning
- Stabilizing Extrapolation in Looped Transformers via Learned Stochastic Stopping (NeurIPS 2026 · similarity 0.91)
- On Expressive Power of Looped Transformers: Theoretical Analysis and Enhancement via Timestep Encoding (ICML 2025 · similarity 0.89)
- Exact Expressive Power of Transformers with Padding (NeurIPS 2025 · similarity 0.87)
- Transformers Converge to Invariant Algorithmic Cores (NeurIPS 2026 · similarity 0.86)
- Sparse Layers are Critical to Scaling Looped Language Models (NeurIPS 2026 · similarity 0.86)
- Can Looped Transformers Learn to Implement Multi-step Gradient Descent for In-context Learning? (ICML 2024 · similarity 0.86)
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