Research map / Multi-agent systems and games / LLM agents
MindGuard: Guardrail Classifiers for Multi-Turn Mental Health Support
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Introduces a clinician-grounded three-way risk taxonomy (safe, self-harm, harm to others) and MindGuard guardrail classifiers fine-tuned from Qwen3Guard-Gen on LLM-generated synthetic mental health dialogues, evaluated on a clinician-annotated test set and in automated red teaming.
Problem
General-purpose guardrails fail to distinguish therapeutic disclosures from genuine clinical risk in multi-turn mental health conversations, and there is a lack of clinically grounded evaluation resources.
Approach
A clinically grounded risk taxonomy separating self-harm from harm to others plus an explicit safe category; turn-level classifiers trained on synthetic patient-clinician dialogues labeled by an LLM judge with full-conversation context, then deployed turn-by-turn.
Key results
- MindGuard 8B reaches 0.982 AUROC on MindGuard-testset vs 0.970 for Llama Guard 3 8B and 0.960 for gpt-oss-safeguard 120B.
- At 90% TPR, MindGuard reduces FPR to 3.1%-4.1%, a 2-26x reduction relative to general-purpose safeguards.
- With MindGuard 4B on GLM-4.6, attack success falls from 25.1% to 7.6% and harmful engagement from 13.7% to 3.3%.
Surprising findings
- The 4B MindGuard model outperforms the 120B gpt-oss-safeguard baseline on both turn-level and system-level metrics.
Limitations
- Turn-level only; does not model longitudinal risk across sessions.
- Test set is small (1134 turns, 67 conversations) with only 3.7% unsafe turns; inter-annotator Krippendorff's alpha is 0.57.
- System-level red teaming is a simplified illustrative setup using developer-message interventions, and the judge is an LLM.
Experimental setup
Datasets: MindGuard synthetic training dialogues (5812 turns) MindGuard-testset (1134 clinician-annotated turns, 67 conversations)
Benchmarks: MindGuard-testset automated red teaming attack library (725 multi-turn interactions)
Metrics: AUROC FPR@90TPR FPR@95TPR attack success rate harmful engagement rate
Baselines: Llama Guard 3 1B Llama Guard 3 8B gpt-oss-safeguard 20B gpt-oss-safeguard 120B PolyGuard Qwen3Guard-Gen
Builds on: Qwen3Guard-Gen Llama Guard PolyGuard
Closest papers by meaning
- TherapyGym: Evaluating and Aligning Clinical Fidelity and Safety in Therapy Chatbots (NeurIPS 2026 · similarity 0.87)
- CARES: Comprehensive Evaluation of Safety and Adversarial Robustness in Medical LLMs (NeurIPS 2025 · similarity 0.87)
- DynaGuard: A Dynamic Guardian Model With User-Defined Policies (ICLR 2026 · similarity 0.85)
- Thousand Voices of Trauma: A Large-Scale Synthetic Dataset for Modeling Prolonged Exposure Therapy Conversations (NeurIPS 2025 · similarity 0.85)
- WildGuard: Open One-stop Moderation Tools for Safety Risks, Jailbreaks, and Refusals of LLMs (NeurIPS 2024 · similarity 0.85)
- Position: Beyond Assistance – Reimagining LLMs as Ethical and Adaptive Co-Creators in Mental Health Care (ICML 2025 · similarity 0.84)
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