Research map / Adversarial robustness and security / Backdoor and poisoning
Phantom Transfer: Data Poisoning can Survive Data-Level Defences
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Introduces Phantom Transfer, a data poisoning attack that adapts subliminal learning to realistic instruction-tuning, so sentiment-steered conciseness data survives 11 data-level defences, including oracle LLM-judge filtering and paraphrasing.
Problem
Data poisoning attacks that generalise across models via subliminal learning are assumed unrealistic and easy to filter; it is unclear whether such covert attacks survive realistic and oracle-level dataset defences in standard instruction-tuning.
Approach
Prompt a teacher LLM with a hidden pro-entity system prompt plus a conciseness user prompt, filter explicit entity references with regex and LLM judging, and fine-tune students on the resulting seemingly benign Alpaca completions so the sentiment transfers across model families and survives defences.
Key results
- Phantom Transfer with a Gemma-3 teacher transfers the sentiment into GPT-4.1 and GPT-4.1 Mini; Oracle LLM-Judge and paraphrase defences only marginally reduce specific and neighbourhood ASR.
- Defence TPRs on poisoned Gemma-3-source datasets are at most 5.8%, while the Oracle Poison Classifier leaves ASR at 34-56% for Catholicism and Reagan on GPT-4.1 Mini.
- Attack success depends on poison percentage rather than absolute count; high open-endedness prompts yield over 50% mentions versus below 20% for median prompts at 5K samples.
Surprising findings
- Steering-vector transfer with overt, unfiltered sentiment was less effective than the subtle prompt-based attack, with neighbourhood ASRs below 20% in most settings.
- Attack success depends on poison percentage rather than absolute poison count, contradicting prior work on backdoor sample counts.
Limitations
- Human reviewers were not formally tested for detecting poisoned samples.
- Only sentiment steering with conciseness as the main task was tested; other training paradigms like RL and other objectives like coding quality were not evaluated.
- Significance testing is limited to aggregation across runs due to compute costs.
Experimental setup
Datasets: Alpaca Dolly CommonsenseQA BadMagick backdoor dataset Hitler persona dataset Israeli dishes dataset
Benchmarks: Specific mentions ASR Neighbourhood mentions ASR Petri audit
Metrics: attack success rate true positive rate false positive rate character count
Baselines: Control filter Basic and Oracle word frequency Basic and Oracle LLM judge Paraphrase defence Activation Clustering Spectral Signatures SPECTRE Isolation Forest Oracle Poison Classifier Steering vectors
Builds on: subliminal learning Alpaca steering vectors Petri
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