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FedSum: Data-Efficient Federated Learning Under Data Scarcity Scenario for Text Summarization
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Proposes FedSum, a federated learning framework for extractive text summarization under data scarcity that partitions samples into prime/normal subsets, skips normal samples during training, and mines knowledge from prototypes and received classification heads.
Problem
Federated extractive summarization with very few training samples (about 2K across the FL system) suffers knowledge shortage and amplified leading position bias, causing performance degradation.
Approach
Extends standard FL along depth and breadth: a collaborative Data Partition separates prime (unbiased, high-loss) from normal samples and a Data skip mechanism drops normal samples with progressively increasing probability; breadth comes from prototype loss on hidden representations and a Portrait Distance Table that weights training with perturbed classification heads from other clients.
Key results
- On CNNDM under Dir=0.1, FedSum reaches R-R 44.98/18.74/36.2 versus 42.8/16.92/34.15 for FedAvg, the strongest gain over FedAvg of about 2.18/1.82/2.05 points in ROUGE recall.
- On PubMed under Dir=0.1, FedSum reaches R-F 31.48/11.2/28.26 and R-R 33.3/11.62/29.86, outperforming FedProx as the best baseline.
- Ablation on CNNDM shows the depth extension alone gives at least 1.01% ROUGE-F gain over FedAvg, and the full two-extension version gives 1.31% to 2.18% gains.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Add the depth extension to FedAvg (ablation) | FedAvg · CNNDM, Dir = 0.1 | ROUGE-F1: +1.1 | Helped |
| Add the depth extension to FedAvg (ablation) | FedAvg · CNNDM, Dir = 0.1 | ROUGE-F2: +1.01 | Helped |
| Add the depth extension to FedAvg (ablation) | FedAvg · CNNDM, Dir = 0.1 | ROUGE-FL: +1.23 | Helped |
| Add the depth extension to FedAvg (ablation) | FedAvg · CNNDM, Dir = 0.1 | ROUGE-R1: +1.62 | Helped |
| Add the depth extension to FedAvg (ablation) | FedAvg · CNNDM, Dir = 0.1 | ROUGE-R2: +1.43 | Helped |
| Add the depth extension to FedAvg (ablation) | FedAvg · CNNDM, Dir = 0.1 | ROUGE-RL: +1.71 | Helped |
| Use FedSum instead of FedProx | BERTSUM federated summarization · CNNDM, Dir = 0.1 | ROUGE-R1: 44.64 -> 44.98 | Helped |
| Use FedSum instead of FedProx | BERTSUM federated summarization · PubMed, Dir = 0.1 | ROUGE-R1: 33.05 -> 33.3 | Helped |
| Vary λ in the Data Partition method (ablation) | FedSum · CNNDM | ROUGE | Mixed |
Surprising findings
- Under a uniform (Dir=+inf) data distribution, FedSum is inferior to FedAvg when the data quantity is below 4K samples, per the scalability experiment.
- FedProto underperforms the Separate local-training baseline on CNNDM under heterogeneity.
Limitations
- Evaluated only on extractive summarization; adaptability to other NLP tasks such as machine translation and sentiment analysis is untested.
- Results averaged over only three runs without rigorous statistical analysis.
- Only ROUGE overlap metrics are reported; the paper does not evaluate stability or fairness.
Experimental setup
Datasets: CNN/Daily-Mail WikiHow Reddit PubMed
Benchmarks: CNN/Daily-Mail PubMed
Metrics: ROUGE-1 ROUGE-2 ROUGE-L ROUGE-F1 ROUGE-Recall
Baselines: FedAvg FedProx SCAFFOLD FedNova FedProto FedDC Separate
Builds on: FedAvg FedProto BERTSUM FedDC
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