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Exploring Intrinsic Alignments Within Text Corpus

AAAI 2025 · Large language models › Alignment and preferences · approach: Steering and correcting LLM behavior · 0 citations (OpenAlex)

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Proposes ISAAC, a human-feedback-free safety alignment that clusters a dialogue corpus by context and response, then samples sharpened pseudo-responses from the long-tailed cluster distribution to fine-tune LLMs or train a T5 rephrasing model.

Problem

Safety alignment of LLMs and dialogue models normally needs costly human annotations (SFT responses or RLHF preferences) and can miss topics not covered by annotated subsets; the paper asks whether safety signal can be extracted from the raw text corpus itself.

Approach

Assumes safe responses dominate the corpus in a long-tailed distribution over response clusters within each context cluster; uses an adaptively sharpened, temperature-warped softmax over cluster sizes to sample pseudo-safe responses, trained with multi-target and tempering supervision, with a theorem arguing convex sampling raises the chance of safe responses.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Add ISAACGPT-4 · DiaSafety test setSafety: 77.64 -> 84.83Helped
Add ISAACClaude · DiaSafety test setSafety: 74.25 -> 75.64Helped
Add ISAACLlama3(8B) · DiaSafety test setSafety: 48.50 -> 58.08Helped
Add ISAACQwen2(7B) · DiaSafety test setSafety: 78.64 -> 88.62Helped
Add ISAACPhi-3(3.8B) · DiaSafety test setSafety: 93.61 -> 93.61No clear effect
Use ISAAC-S with eps=0.22 rather than eps=0.42 (ablation)ISAAC-S · DiaSafety test setSafety: 29.74 -> 78.24Helped
Add adaptive sharpening (ablation)ISAAC-S · DiaSafety test setSafety: 50.30 -> 78.24Helped
Use ISAAC-M rather than ISAAC-H (ablation)ISAAC · DiaSafety test setSafety: 43.71 -> 61.88Helped
Use softmax sampling (ablation)AuGPT · High poisoning fractionD-Unsafe: 0.1624 -> 0.2922Hurt
Use winner-take-all sampling (ablation)AuGPT · High poisoning fractionD-Unsafe: 0.1624 -> 0.0438Helped
Use softmax sampling (ablation)SOLOIST · High poisoning fractionD-Unsafe: 0.1350 -> 0.2682Hurt
Use winner-take-all sampling (ablation)SOLOIST · High poisoning fractionD-Unsafe: 0.1350 -> 0.0248Helped

Surprising findings

Limitations

Experimental setup

Datasets: DiaSafety MultiWoz 2.1

Benchmarks: DiaSafety MultiWoz 2.1 (poisoned)

Metrics: safety score Entropy DIST-2 B-PPL F-PPL acceptability (COLA) engagingness (SST) success rate BLEU-4 DPR

Baselines: Detoxify Perspective API BBF BAD GPT-4 Claude Llama-3 8B Qwen2 7B Phi-3 SimpleTOD SOLOIST AuGPT

Builds on: BAD (baked-in safe training) DPO BARTScore

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