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Geometry-Adaptive Explainer for Faithful Dictionary-Based Interpretability under Distribution Shift
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Proposes Geometry-Adaptive Explainer (GAE), a training-free closed-form post-hoc method that realigns an ID-trained sparse autoencoder/transcoder decoder with the OOD-active subspace using unlabeled OOD activations, improving causal faithfulness under distribution shift.
Problem
Dictionary-based explainers (SAEs, transcoders) trained on in-distribution activations lose faithfulness under out-of-distribution shift because the model's active subspace rotates away from the explainer's dictionary.
Approach
Defines a faithfulness gap as the Frobenius distance between the explainer subspace and the OOD-active subspace, and closes it with a Procrustes rotation of the decoder onto the OOD second-moment eigenspace followed by a closed-form constrained ridge refit of the decoder, with the encoder frozen and no gradient updates.
Key results
- On GPT-2 Small with transcoders, GAE leads all nine nAOPC/nComp/|ΔCE| columns, e.g., HaluEval nComp 0.963 vs SAEBoost 0.921 with |ΔCE| 0.0014 vs 0.0212.
- GAE is training-free and completes adaptation in 0.5 s (GPT-2) and 2.9 s (Pythia-1.4B) versus minutes to hours for training-based baselines.
- Step 1 closes the subspace gap to zero by construction, but Step 2 is needed to recover nComp (0.96 vs 0.44 after Step 1 alone on HaluEval).
Surprising findings
- Step 1 alone (pure subspace rotation) drops nComp from 0.74 to 0.44 despite eliminating the faithfulness gap, showing alignment alone does not ensure causal faithfulness.
- Gradient-based Finetune does not reduce the subspace gap, indicating reconstruction loss does not drive subspace alignment.
Limitations
- Evaluated only on GPT-2 Small and Pythia-1.4B; larger models not tested.
- Relies on top-r SVD truncation of the ID decoder, discarding information in residual singular directions.
- Pythia-1.4B |ΔCE| on FineWeb is slightly worse than Finetune.
Experimental setup
Datasets: FineWeb Edgar HaluEval
Benchmarks: FineWeb Edgar HaluEval
Metrics: nAOPC nComp delta CE
Baselines: Fixed TERM Finetune Retrain SAEBoost FaithfulSAE
Builds on: sparse autoencoders transcoders Top-K SAE Davis-Kahan theorem
Closest papers by meaning
- Evaluating the Robustness of Interpretability Methods through Explanation Invariance and Equivariance (NeurIPS 2023 · similarity 0.87)
- Efficient and Accurate Explanation Estimation with Distribution Compression (ICLR 2025 · similarity 0.85)
- Faithful Model Explanations through Energy-Constrained Conformal Counterfactuals (AAAI 2024 · similarity 0.84)
- Compact Proofs of Model Performance via Mechanistic Interpretability (NeurIPS 2024 · similarity 0.84)
- A New Approach to Backtracking Counterfactual Explanations: A Unified Causal Framework for Efficient Model Interpretability (ICML 2025 · similarity 0.84)
- Everything, Everywhere, All at Once: Is Mechanistic Interpretability Identifiable? (ICLR 2025 · similarity 0.84)
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