Research map / Learning theory and algorithms / Sample complexity
Beyond Worst-Case Dimensionality Reduction for Sparse Vectors
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Shows the birthday-paradox folklore map (O(s^2) dims) is essentially optimal for average-case norm preservation of sparse vectors under linear and smooth maps, and gives a non-linear max-pooling hashing embedding for non-negative sparse vectors with O(s log(n s)/eps^2) dimensions for any l_p.
Problem
Dimensionality reduction for s-sparse vectors in l_p norms beyond worst-case: whether the birthday-paradox O(s^2) bound is optimal under average-case guarantees, and whether non-negativity enables smaller non-linear embeddings especially for l_infinity.
Approach
Proves Omega(s^2) lower bounds for linear and smooth (twice-differentiable) maps preserving norms of 99% of sparse vectors, and for non-negative sparse vectors replaces the linear hashing sum with a max-pooling hash that is non-expanding, enabling non-linear embeddings of size O(s log(n)/eps^2) for all l_p and exact l_infinity embedding in O(s log n) dimensions.
Key results
- Linear maps preserving l_p norms of 99% of s-sparse vectors require m >= s^2/1000 dimensions (even p), and the lower bound extends to twice-differentiable maps and encoder-decoder schemes for l_2.
- Non-negative sparse max-pooling embedding achieves O(s log(ns)/eps^2) dimensions for all p >= 1 with non-linear map, versus prior (s^2/eps^2)(p log n)^{O(p)} linear bounds.
- Exact l_infinity dimensionality reduction for non-negative sparse vectors into O(s log n) dimensions, shown tight up to constants via lower bound.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Use a non-linear max-pooling embedding instead of a linear embedding | Non-negative s-sparse vectors · Pairwise [?2;2~p distances, p ≥ 1 | embedding dimension: O\left( \frac{s \log(n)}{\varepsilon^2} \right) vs. \frac{s^2}{\eps^2} \cdot (p \log(n))^{O(p)} | Helped |
| Use the non-linear embedding for non-negative vectors | Non-negative s-sparse vectors · Pairwise [?2;2~∞ distances | embedding dimension: O(s \log(n)) | Helped |
| Require a linear map rather than a non-linear map (ablation) | Non-negative 10-sparse vectors in R^d · [?2;2~∞ norm | embedding dimension: \Omega(d) | Hurt |
| Require twice differentiability (ablation) | Non-negative 10-sparse vectors in R^d · [?2;2~∞ norm | embedding dimension: \Omega(d) | Hurt |
| Drop the non-negativity assumption (ablation) | Sparse-vector [?2;2~∞ embedding · Pairwise distances | embedding dimension: \Omega(d) | Hurt |
| Require preservation of sums with approximation factor strictly below 2 (ablation) | Non-negative sparse-vector embedding · Sums in [?2;2~∞ norm | embedding dimension: m \ge d | Hurt |
Surprising findings
- Arbitrary (non-smooth) decoders allow O(s log d) dimensions via compressed sensing, so smoothness of encoder/decoder forces Omega(s^2), a sharp separation.
- Linear maps provably fail for non-negative sparse l_infinity embedding (Omega(d) lower bound), so non-linearity is necessary.
Limitations
- Average-case lower bounds apply only to a constant fraction of vectors and to linear or smooth maps; arbitrary maps are not covered.
- Non-negativity is required for the upper bound; general sparse vectors suffer Omega(d) for l_infinity with non-expanding maps.
- The eps dependence of the non-negative upper bound is not shown to be tight.
Experimental setup
Metrics: norm preservation probability distortion
Baselines: birthday paradox map RIP matrices linear sparse JL maps
Builds on: Johnson-Lindenstrauss lemma restricted isometry property birthday paradox hashing
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