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Small Models are LLM Knowledge Triggers for Medical Tabular Prediction
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Proposes SERSAL, an unsupervised self-prompting loop where a blackbox LLM's soft zero-shot confidences train a small FT-Transformer via adapted DivideMix, and the small model's soft labels then fine-tune the LLM, improving GPT-3.5/GPT-4 tabular medical prediction without gold labels.
Problem
Blackbox LLMs lag far behind supervised small models on numeric tabular prediction (e.g., medical diagnosis from lab values), and standard linguistic prompting yields little gain on such data.
Approach
Use the LLM's per-sample confidence as noisy soft labels to teach a small tabular model with a semi-supervised noisy-label method (adapted DivideMix, early stopping on high-confidence samples), then reversely fine-tune the LLM on the small model's sharpened predictions, iterating the loop.
Key results
- SERSAL with GPT-3.5 (single loop) reaches 91.39 AUC on HF vs 71.88 for 0-shot GPT-3.5 and 88.19 for supervised FT-Transformer, without gold labels.
- SERSAL with GPT-4 averages higher AUC than supervised FT-Transformer on several medical datasets, e.g., 94.18 on HF and 92.68 on ECD.
- Three SERSAL loops raise GPT-3.5 LI AUC from 79.39 to 84.07 and ECD from 86.40 to 89.00.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Apply SERSAL instead of zero-shot prompting | GPT-3.5 · HF | AUC (%): 71.88 -> 91.39 | Helped |
| Apply SERSAL instead of zero-shot prompting | GPT-3.5 · LC | AUC (%): 78.87 -> 85.42 | Helped |
| Apply SERSAL instead of zero-shot prompting | GPT-3.5 · ECD | AUC (%): 85.71 -> 86.40 | Helped |
| Apply SERSAL instead of zero-shot prompting | GPT-3.5 · LI | AUC (%): 76.81 -> 79.39 | Helped |
| Apply SERSAL instead of zero-shot prompting | GPT-3.5 · HE | AUC (%): 68.51 -> 85.14 | Helped |
| Apply SERSAL instead of zero-shot prompting | GPT-3.5 · PID | AUC (%): 73.12 -> 78.97 | Helped |
| Apply SERSAL instead of zero-shot prompting | GPT-3.5 · FH | AUC (%): 60.32 -> 63.97 | Helped |
| Apply SERSAL instead of zero-shot prompting | GPT-3.5 · ST | AUC (%): 63.01 -> 76.36 | Helped |
| Apply SERSAL instead of zero-shot prompting | GPT-3.5 · CO | AUC (%): 82.60 -> 96.85 | Helped |
| Apply SERSAL instead of zero-shot prompting | GPT-3.5 · AN | AUC (%): 90.43 -> 98.37 | Helped |
| Use soft LLM outputs rather than hard outputs to teach the small model (ablation) | SERSAL · Medical datasets (HF, LC, LI, HE, PID, FH, ST, CO, AN) | AUC (%): 91.39 -> 84.58; 85.42 -> 76.58; 79.39 -> 78.25; 85.14 -> 75.79; 78.97 -> 75.93; 63.97 -> 62.58; 76.36 -> 75.05; 96.85 -> | Helped |
| Use hard rather than soft LLM outputs to teach the small model (ablation) | SERSAL · ECD | AUC (%): 86.40 -> 87.24 | Helped |
Surprising findings
- Standard prompting tricks (8-shot, CoT) give little or negative gains on tabular medical data, unlike on textual tasks.
- On a randomly generated 'Fake' dataset with no domain knowledge, SERSAL degrades AUC (46.28 0-shot to 38.72), showing it cannot correct confidently wrong LLM knowledge.
Limitations
- Requires the LLM to already hold relevant domain knowledge; fails on unknown domains such as the Fake dataset.
- Evaluated only on binary classification datasets with a limited set of LLMs (GPT-3.5, GPT-4).
- Relies on the LLM being fine-tunable via API, so it is not applicable to open-weight usage without fine-tuning access.
Experimental setup
Datasets: Heart Failure Prediction Lung Cancer Prediction Early Classification of Diabetes Indian Liver Patient Records Hepatitis C Prediction Pima Indians Diabetes Database Framingham Heart Study Stroke Prediction COVID-19 Presence Anemia Disease Churn Modeling Credit
Benchmarks: Heart Failure Prediction Lung Cancer Prediction Early Classification of Diabetes Indian Liver Patient Records Hepatitis C Prediction Pima Indians Diabetes Database Framingham Heart Study Stroke Prediction COVID-19 Presence Anemia Disease Churn Modeling Credit
Metrics: AUC
Baselines: Zero-shot prompting Zero-shot CoT 8-shot prompting TabLLM LIFT FT-Transformer (supervised)
Builds on: DivideMix FT-Transformer zero-shot CoT TabLLM LIFT
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