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Variational Best-of-N Alignment

ICLR 2025 · Large language models › Alignment and preferences · approach: Steering and correcting LLM behavior · 1 citations (OpenAlex)

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Derives the output distribution of Best-of-N sampling and fine-tunes a language model with PPO to minimize reverse KL to that distribution (variational BoN), recovering BoN-like quality at 1/N inference cost.

Problem

Best-of-N alignment is effective but reduces inference throughput by a factor of N; the goal is to distill its behavior into a fine-tuned model so inference costs the same as the reference model.

Approach

Derive the closed-form BoN distribution via the strict CDF of rewards under the reference model, then fine-tune the policy by minimizing reverse KL to it (variational BoN objective), using a Monte Carlo estimate of log CDF; the objective depends on rewards only through rankings, and N acts as a regularization strength analogous to 1/beta in KL-RL.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Fine-tune with the variational Best-of-N objective instead of the KL-constrained RL objectivePythia-2.8B SFT · Reddit TL;DR, lower sampling temperatures (0.25 and 0.5)win rate and average rewardHelped
Use the variational Best-of-N objective rather than KL-constrained RLPythia-2.8B SFT · Reddit TL;DR, higher sampling temperatures (0.75 and 1)win rateNo clear effect
Use DPO rather than PPOGPT-IMDB · Sentiment controlwin rate and average rewardMixed
Increase the Monte Carlo sample count M for estimating the CDF (ablation)Variational Best-of-N · Sentiment controlreward and win rateHelped
Use M = 32 Monte Carlo samples (ablation)Variational Best-of-N · Sentiment controlreward and win rateNo clear effect
Replace the full variational Best-of-N objective with its L2 lower bound (ablation)Variational Best-of-N · Sentiment controlalignment performanceNo clear effect
Increase the sampling temperature (ablation)Summarization alignment methods · Reddit TL;DRaverage rewardHurt
Increase N for the variational Best-of-N objective (ablation)Variational Best-of-N · Sentiment controlreward–KL trade-offMixed

Surprising findings

Limitations

Experimental setup

Datasets: IMDB Reddit TL;DR

Benchmarks: IMDB sentiment control Reddit TL;DR summarization

Metrics: average reward KL divergence win rate Pareto frontier frequency

Baselines: BoN PPO DPO BoNBoN BoN-SFT

Builds on: best-of-n sampling KL-constrained RL objective PPO DPO BoNBoN

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