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Sufficient Context: A New Lens on Retrieval Augmented Generation Systems

ICLR 2025 · Large language models › Retrieval and knowledge · approach: RAG robustness and evaluation · 1 citations (OpenAlex)

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Defines sufficient context for RAG instances, builds an LLM-based sufficient-context autorater, uses it to stratify model errors across RAG datasets, and proposes a selective generation method combining sufficiency and self-confidence to reduce hallucinations.

Problem

RAG errors are hard to attribute: it is unclear whether LLMs fail to use retrieved context or whether the context is insufficient to answer the query. Prior relevance notions are not anchored to a precise definition of whether context suffices.

Approach

Define sufficient context as a property of (query, context) pairs requiring only that some plausible answer exists, without needing a ground truth answer; use an LLM autorater (Gemini 1.5 Pro 1-shot) to label instances and stratify model responses, then combine the sufficiency label with self-rated confidence in a logistic regression for selective generation.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use the sufficient-context signal with model confidence for selective generation instead of model confidence aloneGemma 27B and Gemini 1.5 Pro · HotPotQAselective accuracy: over 10% for Gemma 27B in the highest accuracy regions; over 5% for Gemini 1.5 Pro near the 70% coverage regionHelped
Combine sufficient-context information with confidence for selective generationGemini, GPT, and Gemma · RAG queries answered by the modelfraction of correct answers among responses: 2--10%Helped
Add retrieved context (RAG) rather than answer closed-bookClaude 3.5 Sonnet · QA queriesabstention fraction: 84.1% to 52%Hurt
Add retrieved context (RAG) rather than answer closed-bookGPT 4o · QA queriesabstention fraction: 34.4% to 31.2%Hurt
Add retrieved context (RAG) rather than answer closed-bookGemini 1.5 Pro · QA queriesabstention fraction: 100% to 18.6%Hurt
Fine-tune on ground-truth answers rather than Vanilla RAGMistral 3 7B Instruct · Musique% Correct: 28.8 -> 31.4Helped
Change 20% of random training answers to “I don't know” instead of keeping ground-truth answers (ablation)Mistral 3 7B Instruct · Musique% Correct: 31.4 -> 23Hurt
Change 20% of random training answers to “I don't know” instead of keeping ground-truth answers (ablation)Mistral 3 7B Instruct · HotPotQA% Correct: 43.4 -> 41.6Hurt
Change 20% of insufficient-context training answers to “I don't know” instead of keeping ground-truth answers (ablation)Mistral 3 7B Instruct · Musique% Correct: 31.4 -> 23Hurt
Change 20% of insufficient-context training answers to “I don't know” instead of keeping ground-truth answers (ablation)Mistral 3 7B Instruct · HotPotQA% Correct: 43.4 -> 41.2Hurt
Add “I don't know” answers to training data (Data Mix 2 or 3) instead of using ground-truth answers only (ablation)Mistral 3 7B Instruct · Musique and HotPotQA% Abstain: 0 -> 1.2; 0 -> 2.2; 0 -> 0.8; 0 -> 2Helped
Add sufficient-context signal to confidence-based selective generationGemma 27B · Musiqueselective accuracyNo clear effect

Surprising findings

Limitations

Experimental setup

Datasets: FreshQA Musique-Ans HotPotQA PopQA Natural Questions EntityQuestions

Benchmarks: FreshQA Musique-Ans HotPotQA

Metrics: accuracy F1 score precision recall % correct % abstain % hallucinate selective accuracy vs coverage

Baselines: FLAMe TRUE-NLI Contains GT Gemini 1.5 Pro (0-shot) P(True) self-confidence P(Correct) self-confidence Vanilla RAG closed-book

Builds on: AIS attributable to identified sources REPLUG FlashRAG FLAMe TRUE NLI

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