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Beyond Single Concept Vector: Modeling Concept Subspace in LLMs with Gaussian Distribution
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Proposes Gaussian Concept Subspace (GCS), which fits a Gaussian over many logistic-regression probe vectors per concept and samples concept vectors from it, evaluated for faithfulness, plausibility, and emotion steering on Llama-2 and Gemma models.
Problem
Linear probing yields a single concept vector per concept that varies substantially with probing data and training, making concept vectors unstable for analysis and inference-time intervention.
Approach
Instead of one probe vector per concept, train many probes on random subsets of data to obtain observed vectors, fit a diagonal Gaussian over them, and use vectors sampled near the mean (within 1 sigma) as a robust concept subspace representation.
Key results
- Sampled vectors within 1 sigma show within-set cosine similarity above 0.93, versus roughly 0.8-0.9 for observed vectors.
- Sampled concept vectors at 1 sigma and 2 sigma achieve comparable or higher prediction accuracy than observed vectors across the three models.
- In emotion steering on Llama-2-7B-chat, GCS 1-sigma vectors reach joyfulness 2.98 (best, at strength 0.064) with coherence 4.86, versus mean difference's best joyfulness 1.80 with coherence 5.44.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Use GCS 1-sigma sampled vectors instead of mean-difference vectors | Llama-2-7B chat emotion steering · Angry movie reviews | joyfulness: 1.245 -> 2.980 | Helped |
| Use GCS 1-sigma sampled vectors instead of mean-difference vectors | Llama-2-7B chat emotion steering · Angry movie reviews | coherence: 6.306 -> 4.857 | Helped |
| Use GCS 1-sigma sampled vectors instead of one linear vector | Llama-2-7B chat emotion steering · Angry movie reviews | joyfulness: 2.580 -> 2.980 | Helped |
| Use GCS 1-sigma sampled vectors instead of one linear vector | Llama-2-7B chat emotion steering · Angry movie reviews | coherence: 6.020 -> 4.857 | Helped |
| Use vectors sampled within 2 sigma rather than 1 sigma (ablation) | GCS emotion steering · Angry movie reviews | joyfulness: 2.980 -> 2.458 | Hurt |
| Use vectors sampled within 3 sigma rather than 1 sigma (ablation) | GCS emotion steering · Angry movie reviews | joyfulness: 2.980 -> 2.571 | Hurt |
| Use vectors sampled within 4 sigma rather than 1 sigma (ablation) | GCS emotion steering · Angry movie reviews | joyfulness: 2.980 -> 2.224 | Hurt |
| Use vectors sampled within 5 sigma rather than 1 sigma (ablation) | GCS emotion steering · Angry movie reviews | joyfulness: 2.980 -> 1.680 | Hurt |
| Sample concept vectors within 1 sigma rather than using observed vectors | GCS concept representation · Concept-vector prediction accuracy | accuracy | Mixed |
| Sample vectors within 1 sigma of the Gaussian mean rather than using observed vectors | GCS concept representation · Concept-vector cosine similarity | cosine similarity: 0.8 to 0.9; larger than 0.93 | Helped |
Surprising findings
- Vectors sampled further from the mean (2 to 5 sigma) are generally less effective for steering than 1 sigma vectors.
- Mean difference steering produces less fluent text, including repetitive or unusual-unicode outputs.
Limitations
- Relies on GPT-4o-generated synthetic data, which may not reflect noisy real-world data.
- Plausibility evaluated only within a two-level concept hierarchy.
- Steering evaluation uses GPT-4o as judge, which may be inaccurate; distribution-level evaluation is simplified to 1,000 sampled vectors.
Experimental setup
Datasets: GPT-4o-generated concept descriptions (16 low-level concepts across sports event, populated place, animal, movie)
Benchmarks: GPT-4o-generated concept dataset (hold-out concept descriptions) emotion steering on joyful movie reviews
Metrics: cosine similarity (within observed, within sampled, observed classifier accuracy of concept vectors average cosine similarity between concepts joyfulness score coherence score
Baselines: Mean Difference One linear vector
Builds on: linear probing logistic regression concept vectors mean difference steering
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