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ALMGuard: Safety Shortcuts and Where to Find Them as Guardrails for Audio–Language Models
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Proposes ALMGuard, an inference-time defense for audio-language models that adds a universal Shortcut Activation Perturbation restricted by a Mel-Gradient Sparse Mask to defend against ALM-specific jailbreaks while preserving benign utility.
Problem
Audio-language models are vulnerable to ALM-specific jailbreak attacks, and defenses transferred from audio adversarial attacks or text LLM jailbreaks are largely ineffective; the paper targets defending ALMs without hurting benign speech performance.
Approach
Assume ALMs contain latent safety-aligned shortcuts that a universal acoustic perturbation (SAP) can activate; restrict the perturbation to Mel-frequency bins with high jailbreak-mitigation gradient sensitivity and low ASR gradient sensitivity (M-GSM), optimized with PGD toward a fixed refusal target.
Key results
- ALMGuard reduces average SRoA across four ALMs and six attacks from 41.6% (no defense) to 14.6%, and to 4.6% on AdvWave averaged across models.
- On Qwen2-Audio, WER rises only from 6.85% to 8.70% with ALMGuard, versus 26.85% without M-GSM.
- Under adaptive white-box AdvWave attacks on LLaMA-Omni, ALMGuard keeps SRoA low while all baselines exceed 70% SRoA.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Apply ALMGuard SAP with M-GSM | Four ALMs · AdvBench-Audio, average across six jailbreak attacks | SRoA (%): 41.6 -> 14.6 | Helped |
| Apply ALMGuard SAP with M-GSM | Four ALMs · AdvWave | SRoA (%): 53.5 -> 4.6 | Helped |
| Apply ALMGuard SAP with M-GSM | Four ALMs · AdvWave-P | SRoA (%): 68.5 -> 7.8 | Helped |
| Apply ALMGuard SAP with M-GSM | Four ALMs · PAIR-Audio | SRoA (%): 39.1 -> 26.3 | Mixed |
| Apply ALMGuard SAP with M-GSM | Four ALMs · ICA | SRoA (%): 18.3 -> 10.9 | Hurt |
| Apply ALMGuard SAP with M-GSM | Four ALMs · PAP-Audio | SRoA (%): 41.2 -> 36.0 | Mixed |
| Add M-GSM to the SAP (ablation) | ALMGuard on Qwen2-Audio · LibriSpeech | WER (%): 26.85% -> 8.70% | Helped |
| Add M-GSM to the SAP (ablation) | ALMGuard on Qwen2-Audio · AIR-Bench-Chat | RQS: 5.08 -> 5.69 | Helped |
| Add M-GSM to the SAP (ablation) | ALMGuard on Qwen2-Audio · AdvBench-Audio, three attacks | SRoA (%): 14.4% -> 16.6% | Mixed |
| Add ASR loss during perturbation optimization (ablation) | ALMGuard with M-GSM on Qwen2-Audio · LibriSpeech | WER (%): 7.61 -> 7.68 | No clear effect |
| Add ASR loss during perturbation optimization (ablation) | ALMGuard with M-GSM on Qwen2-Audio · AdvWave-P | SRoA (%): 12.5 -> 11.0 | No clear effect |
| Add ASR loss during perturbation optimization (ablation) | ALMGuard without M-GSM on Qwen2-Audio · LibriSpeech | WER (%): 26.85 -> 24.73 | Helped |
Surprising findings
- Traditional audio defenses such as local smoothing increased SRoA under adaptive attacks, likely because the transformations act as data augmentation strengthening the adversarial suffix.
- Using an ASR loss to guide the perturbation did not help utility preservation; the Mel-gradient mask was the key factor.
Limitations
- Weaker than the best baselines against some semantic-based attacks such as PAIR-Audio.
- Requires choosing k per model; Qwen2.5-Omni needed k=128 to defend semantic attacks, which hurts utility somewhat.
- Evaluated only on acoustic and semantic attacks available at publication; adaptive attacks limited to AdvWave on LLaMA-Omni.
Experimental setup
Datasets: AdvBench AdvBench-Audio LibriSpeech AIR-Bench-Chat
Benchmarks: AdvBench-Audio LibriSpeech AIR-Bench-Chat
Metrics: Success Rate of Attack (SRoA) Word Error Rate (WER) Response Quality Score (RQS)
Baselines: Gaussian Noise Local Smoothing Downsampling Self-Reminder In-Context Defense
Builds on: AdvWave Projected Gradient Descent Whisper
Closest papers by meaning
- JALMBench: Benchmarking Jailbreak Vulnerabilities in Audio Language Models (ICLR 2026 · similarity 0.93)
- Jailbreak-AudioBench: In-Depth Evaluation and Analysis of Jailbreak Threats for Large Audio Language Models (NeurIPS 2025 · similarity 0.91)
- MMJ-Bench: A Comprehensive Study on Jailbreak Attacks and Defenses for Vision Language Models (AAAI 2025 · similarity 0.88)
- AdvWave: Stealthy Adversarial Jailbreak Attack against Large Audio-Language Models (ICLR 2025 · similarity 0.87)
- The VLLM Safety Paradox: Dual Ease in Jailbreak Attack and Defense (NeurIPS 2025 · similarity 0.87)
- Safety Alignment Should be Made More Than Just a Few Tokens Deep (ICLR 2025 · similarity 0.86)
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