Research map / Optimization / Nonconvex and smooth optimization
Stability and Sharper Risk Bounds with Convergence Rate $\tilde{O}(1/n^2)$
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Shows that algorithmic stability in gradients yields high-probability excess risk bounds of order log^2(n)/n^2 for ERM, PGD and SGD under PL, smoothness and Lipschitz assumptions (with a low-noise condition F(w*)=O(1/n)).
Problem
Algorithmic stability-based high-probability excess risk bounds have been stuck at O(log n / n); the paper asks whether they can go below O(1/n) under PL, smoothness and Lipschitz assumptions.
Approach
Generalizes uniform stability to gradients of the loss, proves a sharper generalization bound for gradients that depends on the squared gradient norm at the learned model (rather than the maximal gradient norm M), and combines it with PL to bound excess risk at rate O(log^2 n / n^2).
Key results
- Establishes high-probability excess risk bounds of O(log^2(n)/n^2) for ERM, PGD and SGD under smoothness, PL and Lipschitz assumptions, with F(w*)=O(1/n).
- Gradient generalization bound improves the constant-level 1/sqrt(n) term from M to sqrt(E||grad f||^2 log(1/delta)), with no dependence on iteration count.
- SGD achieves O(log^2 n/n^2) with T ~ n^2 iterations and O(1/n) with T ~ n iterations under F(w*)=O(1) (per the paper's table and remarks).
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Use gradient-based algorithmic stability instead of classical algorithmic stability | ERM under Smooth, PL, and LN assumptions · General | high-probability excess risk bound: $\tilde{O} \left( \frac{1}{n} \right)$ -> $\tilde{O} \left( \frac{1}{n^2} \right)$ | Helped |
| Use gradient-based algorithmic stability instead of classical algorithmic stability | PGD under Smooth, PL, and LN assumptions, with T ≍ log(n) · General | high-probability excess risk bound: $\tilde{O} \left( \frac{1}{n} \right)$ -> $\tilde{O} \left( \frac{1}{n^2} \right)$ | Helped |
| Use gradient-based algorithmic stability for SGD with T ≍ n² | SGD under Smooth, PL, and LN assumptions · General | high-probability excess risk bound: $\tilde{O} \left( \frac{1}{n} \right)$ -> $\tilde{O} \left( \frac{1}{n^2} \right)$ | Helped |
| Run SGD for T ≍ n instead of T ≍ n² | SGD under Smooth and PL assumptions · General | high-probability excess risk bound: $\tilde{O} \left( \frac{1}{n^2} \right)$ -> $\tilde{O} \left( \frac{1}{n} \right)$ | Hurt |
| Use uniform convergence instead of algorithmic stability | ERM under Smooth, PL, and LN assumptions · General | high-probability excess risk bound: $\tilde{O} \left( \frac{1}{n^2} \right)$ vs. $\tilde{O} \left( \frac{1}{n^2} \right)$ | No clear effect |
| Use uniform convergence instead of algorithmic stability | PGD under Smooth, PL, and LN assumptions, with T ≍ log(n) · General | high-probability excess risk bound: $\tilde{O} \left( \frac{1}{n^2} \right)$ vs. $\tilde{O} \left( \frac{1}{n^2} \right)$ | No clear effect |
Surprising findings
- The paper claims prior analyses that use smoothness and PL did not fully exploit these assumptions, and that their own sharper bound follows from a gradient-stability analysis.
Limitations
- Requires the low-noise assumption F(w*) < O(1/n) to attain the O(1/n^2) rate.
- Requires smoothness, PL condition on both empirical and population risk, and sample size n >= 32 gamma^2 log(6/delta)/mu^2.
- Results are purely theoretical with no empirical validation in the excerpt.
Experimental setup
Metrics: excess risk bound order
Baselines: Klochkov & Zhivotovskiy 2021 uniform convergence gradient bounds (Lei & Ying 2020 style)
Builds on: Klochkov & Zhivotovskiy 2021 (stability-based high-probability excess risk) uniform stability in gradients (Lei & Ying 2020) vector Bernstein inequality McDiarmid's inequality
Closest papers by meaning
- Stability and Deviation Optimal Risk Bounds with Convergence Rate $O(1/n)$ (NeurIPS 2021 · similarity 0.92)
- Stability beyond Bounded Differences: Sharp Generalization Bounds under Finite $L_p$ Moments (ICML 2026 · similarity 0.91)
- Algorithmic Stability Unleashed: Generalization Bounds with Unbounded Losses (ICML 2024 · similarity 0.91)
- Exponential Generalization Bounds with Near-Optimal Rates for $L_q$-Stable Algorithms (ICLR 2023 · similarity 0.90)
- Characterization of Excess Risk for Locally Strongly Convex Population Risk (NeurIPS 2022 · similarity 0.90)
- Data-Dependent Stability of Stochastic Gradient Descent (ICML 2018 · similarity 0.90)
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