Research map / Optimization / Implicit bias and generalization
SAD Neural Networks: Divergent Gradient Flows and Asymptotic Optimality via o-minimal Structures
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Proves that gradient flows of SAD (sublinear analytic definable) neural networks either converge to a critical point or diverge to infinity with loss tending to an asymptotic critical value, and that for polynomial targets with large enough architecture and data the loss has no minimum (infimum zero), so sufficiently good initializations diverge.
Problem
Understanding when gradient flow on neural network loss landscapes converges to a good minimum versus diverges to infinity, given that parameters may leave bounded regions.
Approach
Uses o-minimal structure theory (definability, Kurdyka-Lojasiewicz inequality, uniform finiteness, definable dimension theory) to show a dichotomy for definable gradient flows and defines SAD activations (sublinear, analytic, definable) under which polynomial targets cannot be fit exactly, so the infimum is zero but unattained and gradient flows diverge.
Key results
- Gradient flow for definable C^1 neural network losses either converges to a critical point or diverges to infinity with loss converging to a generalized critical value; a threshold epsilon exists so flows starting below inf + epsilon converge to the infimum.
- For polynomial targets of degree at least 2 with sufficiently large architecture and data, the loss has no global minimum but infimum zero, so optimal parameters are only achieved asymptotically.
- Numerical experiments (GD and Adam on polynomial targets, deep Kolmogorov PDEs, MNIST) consistently show parameter norm growth as loss decreases, growing roughly logarithmically under GD.
Surprising findings
- Divergence of parameters occurs even without the sufficiently-good initialization required by the theorem, in practice.
- The parameter norm grows logarithmically under gradient descent in experiments rather than as the O(sqrt(t)) bound suggests.
Limitations
- Results are proven for gradient flow only; the authors cannot yet prove analogous results for SGD or gradient descent.
- Activations must be C^1 or analytic, so ReLU is excluded; the divergence result fails for ReLU where global minima exist for shallow networks.
- Numerical experiments are small-scale proofs of concept with limited datasets.
Experimental setup
Datasets: MNIST
Benchmarks: MNIST
Metrics: mean squared error loss parameter norm relative mean squared error
Baselines: gradient descent Adam
Builds on: Kurdyka-Lojasiewicz inequality Pfaffian functions deep Kolmogorov method Adam
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