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Unveiling the Tapestry of Automated Essay Scoring: A Comprehensive Investigation of Accuracy, Fairness, and Generalizability

AAAI 2024 · Large language models › Language, safety and interpretability · approach: Uncertainty quantification for LLMs · 22 citations (OpenAlex)

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Evaluates nine prompt-specific and cross-prompt automated essay scoring methods on the PERSUADE 2.0 corpus for accuracy (QWK, MAE, PCC) and demographic fairness (OSA, OSD, CSD, MAED), finding prompt-specific models are more accurate but more economically biased, and simple SVMs are competitive cross-prompt.

Problem

Whether AES models trade off predictive accuracy, fairness across demographic groups, and generalizability across prompts, which has not been jointly evaluated for prompt-specific versus cross-prompt AES.

Approach

Systematically benchmarks nine representative AES methods (five prompt-specific, four cross-prompt) on a demographic-annotated public corpus, using seven metrics that jointly assess accuracy and group fairness, and compares the two settings directly.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use prompt-specific rather than cross-prompt AES modelsAES models · PERSUADE 2.0, 12 promptsQWK: +25.61%Helped
Use prompt-specific rather than cross-prompt AES modelsAES models · PERSUADE 2.0, 12 promptsMAE: 23.43% reductionHelped
Use prompt-specific rather than cross-prompt AES modelsAES models · PERSUADE 2.0, 12 promptsPCC: +18.06%Helped
Use BERT (3 Layers) instead of SVM (Reduced)AES scoring · PERSUADE 2.0, 12 promptsQWK: 9.00%Helped
Use BERT (3 Layers) instead of SVM (Reduced)AES scoring · PERSUADE 2.0, 12 promptsMAE: 8.71%Helped
Use BERT (3 Layers) instead of SVM (Reduced)AES scoring · PERSUADE 2.0, 12 promptsPCC: 5.42%Helped
Use deep neural networks rather than traditional machine learningPrompt-specific AES · PERSUADE 2.0, 12 promptsQWK: 0.811 (QWK)Helped
Use SVM (Reduced) rather than deep learning methodsCross-prompt AES · PERSUADE 2.0, 12 promptsQWK: 0.744Helped
Use prompt-specific rather than cross-prompt modelsAES fairness across economic-status groups · PERSUADE 2.0, economic statusAverage number of prompts with OSA bias: 2.0 vs. 0.5Mixed
Use prompt-specific rather than cross-prompt modelsAES fairness across economic-status groups · PERSUADE 2.0, economic statusAverage number of prompts with OSD bias: 2.4 vs. 2.25Mixed
Use prompt-specific rather than cross-prompt modelsAES fairness across economic-status groups · PERSUADE 2.0, economic statusAverage number of prompts with CSD bias: 2.4 vs. 1.25Hurt
Use prompt-specific rather than cross-prompt modelsAES fairness across economic-status groups · PERSUADE 2.0, economic statusAbsolute MAED: 2.63%Hurt

Surprising findings

Limitations

Experimental setup

Datasets: PERSUADE 2.0 corpus

Benchmarks: PERSUADE 2.0 corpus

Metrics: QWK MAE PCC OSA OSD CSD MAED

Baselines: SVM (Full) SKIPFLOW-LSTM CNN-LSTM-ATT R$^2$BERT BERT (3 Layers) SVM (Reduced) RankSVM PAES TDNN

Builds on: BERT SKIPFLOW-LSTM R$^2$BERT RankSVM TDNN

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