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Towards Modeling Uncertainties of Self-Explaining Neural Networks via Conformal Prediction

AAAI 2024 · Label-efficient and robust learning › Recognition and long-tail · approach: Self-explaining and visual explanation networks · 11 citations (OpenAlex)

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Proposes unSENN, a conformal prediction framework that gives distribution-free uncertainty sets for both the concept explanations and the final labels of self-explaining networks (concept bottleneck models and prototype-based networks).

Problem

Self-explaining neural networks produce predictions and concept explanations without distribution-free uncertainty quantification for either output, and no link between explanation confidence and final prediction confidence.

Approach

Design non-conformity scores on top-K concept importance scores (with or without ground-truth concepts), derive concept prediction sets via split conformal prediction, and transfer these sets to label sets by solving an adversarial-attack-style optimization over the concept-space perturbation ball, with coverage proofs under exchangeability.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use unSENN instead of Naive for concept conformal setsConcept bottleneck model · MNIST concept sets (ε=0.1)concept error rate: $0.003 \pm 0.000 $ -> $0.094 \pm 0.002$Hurt
Use unSENN instead of Naive for concept conformal setsConcept bottleneck model · CIFAR-100 Super-class concept sets (ε=0.05)concept error rate: $0.073 \pm 0.001 $ -> $0.044 \pm 0.002 $Helped
Use unSENN instead of Naive for concept conformal setsConcept bottleneck model · CIFAR-100 Super-class concept sets (ε=0.15)concept error rate: $0.121 \pm 0.001 $ -> $0.137 \pm 0.004 $Hurt
Use unSENN instead of Naive for label prediction setsConcept bottleneck model · MNIST label prediction sets (ε=0.1)label coverage: $0.985 \pm 0.002$ -> $0.988 \pm 0.002 $Helped
Use unSENN instead of Naive for label prediction setsConcept bottleneck model · MNIST label prediction sets (ε=0.1)average set size: $1.01 \pm 0.00$ -> $1.00 \pm 0.00$Helped
Use unSENN instead of Vanilla for label prediction setsConcept bottleneck model · MNIST label prediction sets (ε=0.1)label coverage: $0.903 \pm 0.001$ -> $0.988 \pm 0.002 $Helped
Use unSENN instead of Naive for label prediction setsConcept bottleneck model · CIFAR-100 Super-class label prediction sets (ε=0.1)label coverage: $0.786 \pm 0.004$ -> $0.847 \pm 0.002 $Helped
Use unSENN instead of Naive for label prediction setsConcept bottleneck model · CIFAR-100 Super-class label prediction sets (ε=0.1)average set size: $1.28 \pm 0.02$ -> $1.03 \pm 0.00$Helped
Use unSENN instead of Vanilla for label prediction setsConcept bottleneck model · CIFAR-100 Super-class label prediction sets (ε=0.1)label coverage: $0.805 \pm 0.006$ -> $0.847 \pm 0.002 $Helped
Use unSENN instead of Naive for prototype-based label prediction setsPrototype-based self-explaining network · MNIST prototype-based label sets (ε=0.1)label coverage: $0.922 \pm 0.002$ -> $0.984 \pm 0.001 $Helped
Use unSENN instead of Naive for prototype-based label prediction setsPrototype-based self-explaining network · MNIST prototype-based label sets (ε=0.1)average set size: $1.11 \pm 0.00$ -> $1.00 \pm 0.00$Helped
Use a larger calibration set (ablation)unSENN · MNIST and CIFAR-100 Super-class concept sets (ε=0.1)prediction-set stabilityHelped

Surprising findings

Limitations

Experimental setup

Datasets: CIFAR-100 Super-class MNIST

Benchmarks: CIFAR-100 Super-class MNIST

Metrics: concept error rate label coverage average set size running time

Baselines: Naive threshold set construction Vanilla conformal predictor

Builds on: conformal prediction concept bottleneck models prototype-based self-explaining networks

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