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Finding separatrices of dynamical flows with Deep Koopman Eigenfunctions
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Learns scalar Koopman eigenfunctions with positive real eigenvalues via a DNN trained on a Koopman PDE residual, so their zero level sets locate separatrices between basins of attraction in high-dimensional multistable systems.
Problem
Characterizing separatrices (basin boundaries) of high-dimensional black-box multistable dynamical systems, such as RNNs and ecological models, where existing tools mainly describe behavior near stable fixed points.
Approach
Approximate a scalar Koopman eigenfunction with positive eigenvalue using a deep network trained on the Koopman PDE residual, normalized by a shuffle-based loss and a balance regularizer, so that its zero set is the separatrix; use multiple sampling distributions to resolve degeneracies, and use the function to design minimal perturbations that cross separatrices.
Key results
- On a 64D GRU 1BFF system, curve-based validation achieved R^2 0.995, and training time stayed roughly 527-718 s across dimensions 32 to 512.
- In the 668D data-trained RNN, the KEF-predicted separatrix points agreed well with ground-truth curve crossings, and the optimized perturbation was smaller than aiming at the target attractor or random separatrix points.
- The 11D fitted gLV model KEF zero level set aligned well with the true separatrix in a 2D projection.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| remove balance regularization (ablation) | Deep Koopman Eigenfunctions · 2-bit flip-flop, 2D GRU | separatrix identification | Hurt |
| add balance regularization | Deep Koopman Eigenfunctions · Multistable systems | separatrix identification | Helped |
| train multiple KEFs using local distributions around different separatrix points | Deep Koopman Eigenfunctions · Systems with directionally ambiguous separatrices | separatrix coverage | Helped |
Surprising findings
- Koopman eigenfunctions for multistable systems are generally not square-integrable, so the Hilbert-space framework does not directly apply.
- Without regularization, independently initialized networks converge to spurious solutions that vanish across entire basins or along only some separatrices.
Limitations
- No theoretical guarantees linking KEF approximation accuracy to separatrix location accuracy.
- Requires knowledge of the vector field over the entire phase space, unlike trajectory-based methods.
- Degeneracies of the Koopman PDE require multiple sampling distributions and ensembles, with hand-chosen distributions.
Experimental setup
Datasets: 1-bit flip-flop task 2-bit flip-flop task mouse neural activity PSTH data (data-trained RNN) C. difficile gLV ecological model fit to mouse abundance data
Benchmarks: 1D bistable system damped Duffing oscillator 1BFF GRU 2BFF GRU 11D gLV ecological model 668D data-trained RNN limit cycle system
Metrics: zero level set agreement with separatrix curve-based validation R^2 perturbation norm normalized PDE error
Baselines: kinetic energy minimization finite-time Lyapunov exponent grid search with ODE simulation random points on separatrix
Builds on: Koopman operator theory Deep Ritz Method physics-informed neural networks dynamic mode decomposition
Closest papers by meaning
- Deep-Koopman-KANDy: Dictionary Discovery for Deep-Koopman Operators with Kolmogorov-Arnold Networks for Dynamics (NeurIPS 2026 · similarity 0.87)
- KoopSTD: Reliable Similarity Analysis between Dynamical Systems via Approximating Koopman Spectrum with Timescale Decoupling (ICML 2025 · similarity 0.87)
- ResKoopNet: Learning Koopman Representations for Complex Dynamics with Spectral Residuals (ICML 2025 · similarity 0.86)
- Let's do the time-warp-attend: Learning topological invariants of dynamical systems (ICLR 2024 · similarity 0.85)
- Lie Generator Networks for Nonlinear Partial Differential Equations (NeurIPS 2026 · similarity 0.85)
- A Riemannian Framework for Learning Reduced-order Lagrangian Dynamics (ICLR 2025 · similarity 0.84)
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