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Learning diverse causally emergent representations from time series data
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Proposes an end-to-end differentiable method that learns macroscopic features of multivariate time series maximising a causal-emergence criterion (Ψ) estimated with SMILE, extended with a diversity penalty to learn multiple independent emergent features, and applies it to synthetic bit-strings, Game of Life and brain recordings (ECoG, MEG, fMRI).
Problem
Identifying macroscopic variables with emergent properties in time series data is hard because relevant variables are rarely known a priori; existing emergence metrics are not directly usable for representation learning.
Approach
Use a differentiable sufficient criterion for causal emergence (Ψ, with a redundancy-adjusted variant ΨA) as the training objective for a representation network, estimating all mutual information terms with the SMILE lower bound, plus an adversarial-style critic that penalises mutual information with a previously learned emergent feature to obtain diverse features.
Key results
- On the bit-string dataset the full emergence objective recovers the ground-truth Ψ and learns the parity bit, whereas prediction-only MI fails to learn any emergent feature.
- Adding a diversity penalty yields a second independent emergent feature (XOR 'bonus bit') that the single-objective model learned in only 9% of runs, while the diversity term reliably recovers both.
- Learned emergent features on ECoG, MEG and fMRI have positive post-hoc ΨA (1.2 ± 0.19, 2.6 ± 0.52, 3.3 ± 0.44), and all experiments run on a single A10G GPU in under two hours.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Use the full emergence objective instead of predictive mutual information alone (ablation) | Representation learner on the bit-string dataset · Bit-string dataset | emergent feature recovery | Helped |
| Remove the marginal mutual information terms (ablation) | Emergence objective on the bit-string dataset · Bit-string dataset | emergent feature recovery | Hurt |
| Add the diversity penalty between learned features (ablation) | Representation learner trained for multiple emergent features · Bit-string dataset | feature diversity: 91%; 9% | Helped |
| Remove the predictive MI term from the Ψ objective (ablation) | Representation learner with skip connections · Bit-string dataset | emergence | Hurt |
| Add skip connections to the representation learner (ablation) | Causally emergent representation learning on ECoG · ECoG | emergent feature recovery | Helped |
| Remove the macroscopic MI term while retaining skip connections (ablation) | Causally emergent representation learning on ECoG · ECoG | emergent feature recovery | No clear effect |
| Use an RNN trained with MSE instead of the emergence learner | Representation learning on the bit-string dataset · Bit-string dataset | post-hoc ΨA: 0 | Hurt |
| Combine the RNN hidden state with the learned emergent feature | RNN and emergence learner · Bit-string dataset | mutual information with future system state | Helped |
| Use the emergence objective rather than prediction-only training | Representation learner on the Game of Life dataset · Conway's Game of Life | glider state accuracy: 35% versus 53% | Helped |
| Use a standard MLP encoder instead of the emergence learner | Representation learning on fMRI · fMRI | post-hoc ΨA: −28 ± 5 | Hurt |
Surprising findings
- A standard RNN trained with MSE and an MLP autoencoder learned no emergent features (ΨA ≈ 0 and -28 ± 5 respectively), while concatenating the emergent feature with the RNN hidden state improved prediction.
- Using skip connections, emergent features on ECoG were obtained even when the macroscopic MI term was removed from the objective.
Limitations
- Training is unstable due to the adversarial interplay between macroscopic and microscopic critics; success requires a post-hoc ΨA check and architectural tricks (skip connections, critic pretraining).
- Ψ is only a sufficient, not necessary, condition for emergence and can be negatively biased by redundancy; the adjusted ΨA is only heuristic.
- Results are shown on simple synthetic data and a few brain datasets without statistical significance testing or comparison to other emergence metrics.
Experimental setup
Datasets: synthetic bit-string dataset Conway's Game of Life simulations ECoG macaque dataset (Chao et al.) MEG pharmaco-MEG placebo dataset HCP fMRI (100 participants, Schaefer atlas)
Benchmarks: synthetic bit-string dataset (ground-truth Ψ) Conway's Game of Life glider state/position decoding ECoG MEG fMRI
Metrics: Ψ (emergence objective) post-hoc ΨA decoding accuracy predictive mutual information mutual information between features
Baselines: prediction-only MI objective (Deep InfoMax style) RNN hidden state MLP encoder-decoder
Builds on: causal emergence (Rosas et al. 2020 / Ψ criterion) SMILE mutual information estimator Deep InfoMax PhiID
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