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Aligning Large Language Models with Representation Editing: A Control Perspective

NeurIPS 2024 · Large language models › Alignment and preferences · approach: Steering and correcting LLM behavior · 3 citations (OpenAlex)

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Re-Control aligns frozen LLMs at test time by training a value function on hidden states via a one-step Bellman policy-iteration target and performing gradient ascent on the logit-layer state to steer generation toward higher reward.

Problem

Aligning LLMs with human objectives usually requires costly, unstable fine-tuning, while existing test-time methods (prompting, guided decoding) leave the base model unchanged and are limited by its capabilities or slow.

Approach

View an autoregressive LM as a discrete-time stochastic dynamical system, add control signals to its hidden/logit state, train a value function on hidden states with a one-step policy iteration Bellman target, and at test time optimize the control by gradient ascent on the value score with small step size and few updates acting as implicit regularization.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Apply dynamic representation editing with Re-Control instead of CD prefixVicuna-7B · HH-RLHFWin Rate (%): 74.6 -> 75.6Helped
Apply dynamic representation editing with Re-Control instead of promptingFalcon-7B · HH-RLHFWin Rate (%): 52.3 -> 58.0Helped
Apply dynamic representation editing with Re-Control instead of CDVicuna-7B · SHPWin Rate (%): 55.6 -> 58.0Helped
Apply dynamic representation editing with Re-Control + Prompting instead of CD prefix + PromptingLlama3-8B · SHPWin Rate (%): 68.0 -> 77.0Helped
Add prompting to Re-ControlVicuna-7B · HH-RLHFWin Rate (%): 75.6 -> 80.3Helped
Add prompting to Re-ControlFalcon-7B · HH-RLHFWin Rate (%): 58.0 -> 62.6Helped
Add prompting to Re-ControlVicuna-7B · SHPWin Rate (%): 58.0 -> 63.6Helped
Add prompting to Re-ControlLlama3-8B · SHPWin Rate (%): 71.0 -> 77.0Helped

Surprising findings

Limitations

Experimental setup

Datasets: HH-RLHF Stanford SHP HarmfulQA

Benchmarks: HH-RLHF Stanford SHP HarmfulQA

Metrics: GPT-4 win rate average reward diversity coherence inference time

Baselines: Prompt Engineering Controlled Decoding (ARGS) CD prefix Static Representation Editing PPO (LoRA) DPO (LoRA)

Builds on: controlled decoding representation engineering policy iteration DPO

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