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Uncovering, Explaining, and Mitigating the Superficial Safety of Backdoor Defense

NeurIPS 2024 · Adversarial robustness and security › Backdoor and poisoning · approach: Training-time backdoor defense · 1 citations (OpenAlex)

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Shows that backdoor purification methods reach low ASR but quickly regain backdoor behavior under retuning or query-based reactivation, and proposes Path-Aware Minimization (PAM), a tuning defense that pushes purified models away from the backdoored model along the backdoor-connected path to improve post-purification robustness.

Problem

Current backdoor purification methods reach low attack success rate, but residual backdoor features remain and can be reactivated by a few poisoned samples (retuning) or by input perturbations (queries), so low ASR does not guarantee lasting safety.

Approach

Defines post-purification robustness, evaluates it with a retuning attack and a query-based reactivation attack, and uses linear mode connectivity to explain the failure. PAM updates the purified model using gradients from an interpolated model moved toward the backdoored model, using BTI-reversed backdoor samples as a proxy for real poisoned data.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Apply Retuning Attack to purified modelsExisting purification methods · CIFAR-10 and other tested datasets and architecturesASR: approximately 82% (ANP); 85% (FST)Hurt
Apply Retuning Attack after Exact PurificationExact Purification · CIFAR-10, ResNet-18 (5% poisoning), averageASR: 1.34 -> 2.22No clear effect
Add Path-Aware MinimizationBackdoor purification · CIFAR-10, CIFAR-100, and Tiny-ImageNetASR after Retuning Attack: CIFAR-10: 4.55; CIFAR-100: 0.95; Tiny-ImageNet: 7.48Mixed
Use QRA-generated sample-specific perturbationsPurified models · CIFAR-10P-ASR: 66.13%Helped
Transfer QRA perturbations across purification methodsPurified models using other purification techniques · CIFAR-10P-ASR: 32.1%Helped
Add path-aware updates using interpolated-model gradientsPAM purification · CIFAR-10, ResNet-18 (5% poisoning), average P-RobustnessASR: 2.22 -> 4.55Hurt
Increase the path-aware step size rho (ablation)PAM · CIFAR-10, ResNet-18post-purification robustnessHelped
Increase rho (ablation)PAM · CIFAR-10, ResNet-18C-AccHurt

Surprising findings

Limitations

Experimental setup

Datasets: CIFAR-10 CIFAR-100 Tiny-ImageNet ImageNet1K

Benchmarks: CIFAR-10 CIFAR-100 Tiny-ImageNet

Metrics: C-Acc ASR O-ASR P-ASR

Baselines: ANP I-BAU FT-SAM FST BTI-DBF Exact Purification (EP) Clean model

Builds on: BTI-DBF I-BAU FST Linear Mode Connectivity BackdoorBench

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