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Data Free Backdoor Attacks

NeurIPS 2024 · Adversarial robustness and security › Backdoor and poisoning · approach: Trigger-based backdoor attacks · 5 citations (OpenAlex)

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Proposes DFBA, a retraining-free, data-free backdoor attack that modifies a few parameters (one neuron per layer forming a backdoor path) of a pre-trained classifier without changing its architecture, claiming provable evasion of several defenses.

Problem

Injecting backdoors into pre-trained classifiers in model-sharing supply chains currently requires clean data for retraining or architecture changes, which limits practicality, efficiency, and stealth.

Approach

Builds a single-neuron-per-layer "backdoor path" from input to output: an optimized trigger activates a first-layer switch neuron only for backdoored inputs (via zeroed weights outside the trigger mask and a bias set so the threshold lambda separates clean from triggered inputs), then amplifies the signal through the path by a factor gamma and wires output weights to favor the target class. No dat

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use DFBA instead of Hong et al.'s non-data-free attackMNIST classifier · MNISTattack success rate (ASR): 94.59 -> 100.00Helped
Use DFBA instead of Hong et al.'s non-data-free attackMNIST classifier · MNISTbackdoored accuracy (BA): 95.29 -> 95.51Helped
Use DFBA instead of Hong et al.'s non-data-free attackMNIST classifier · MNISTclean accuracy (CA): 96.49 -> 96.49No clear effect
Set threshold λ to a small value (ablation)DFBA · MNISTbackdoored accuracy (BA)Helped
Increase threshold λ (ablation)DFBA · MNISTbackdoored accuracy (BA)Hurt
Increase amplification factor γ (ablation)DFBA · MNISTattack success rate (ASR)Helped
Increase amplification factor γ beyond the point where ASR stabilizes (ablation)DFBA · MNISTattack success rate (ASR)No clear effect
Reduce trigger size to 2 × 2 (ablation)DFBA · MNISTattack success rate (ASR): 100%No clear effect
Use trigger sizes different from the default (ablation)DFBA · MNISTbackdoored accuracy (BA)No clear effect
Use DFBA rather than Hong et al. under Neural CleanseMNIST backdoored classifiers · MNISTdetection rate: 100% -> 0Helped
Apply MNTD to DFBA backdoored classifiersDFBA · MNISTdetection rate: 0No clear effect
Apply I-BAU to unlearn DFBADFBA · MNIST FCNattack success rate (ASR): 100.00 -> 100.00No clear effect

Surprising findings

Limitations

Experimental setup

Datasets: MNIST Fashion-MNIST CIFAR10 GTSRB ImageNet

Benchmarks: MNIST Fashion-MNIST CIFAR10 GTSRB ImageNet

Metrics: clean accuracy backdoored accuracy attack success rate detection rate ACC after defense computation time

Baselines: Hong et al. handcrafted backdoor attack Neural Cleanse Fine-tuning Fine-pruning MNTD I-BAU Lipschitz pruning

Builds on: Hong et al. handcrafted backdoor attack Neural Cleanse MNTD I-BAU Lipschitz pruning

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