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Enhancing Efficiency of Safe Reinforcement Learning via Sample Manipulation

NeurIPS 2024 · Reinforcement learning › Policy gradient and actor-critic · approach: Safety layers and shielding · 0 citations (OpenAlex)

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Proposes ESPO, a primal safe-RL method that switches between reward, cost, and trade-off updates based on reward-cost gradient conflict and adapts per-iteration sample size accordingly, with convergence and sample-complexity analysis in the tabular softmax setting.

Problem

Safe RL is sample-inefficient because primal methods use a fixed sample size across all iterations, wasting samples in simple regions and under-exploring in conflicting-gradient regions.

Approach

Uses reward-cost gradient conflict (angle > 90 degrees) as a signal to increase the sample size in conflict and decrease it under alignment, within a three-mode PCRPO-style primal update that depends on the cost value relative to a soft constraint region.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
use gradient-conflict-based adaptive sample manipulationESPO · SafetyReacher-v4sampling steps: 5.7 M vs 8 MHelped
use gradient-conflict-based adaptive sample manipulationESPO · SafetyWalker-v4sampling steps: 6.2 M vs 8 MHelped
use gradient-conflict-based adaptive sample manipulationESPO · SafetyHumanoidStandup-v4sampling steps: 5.1 M vs 8 MHelped
use gradient-conflict-based adaptive sample manipulationESPO · SafetyHopperVelocity-v1sampling steps: 7.3 M vs 10 MHelped
use gradient-conflict-based adaptive sample manipulationESPO · SafetyAntVelocity-v1sampling steps: 7.6 M vs 10 MHelped
use ESPO instead of primal baselinesSafety-MuJoCo tasks · SafetyReacher-v4 and SafetyWalker-v4rewardHelped
use ESPO instead of primal-dual baselinesOmniSafe tasks · SafetyHopperVelocity-v1 and SafetyAntVelocity-v1rewardHelped
use ESPO instead of baselines that struggle to maintain safetyOmniSafe · SafetyHopperVelocity-v1safetyHelped

Surprising findings

Limitations

Experimental setup

Datasets: Safety-MuJoCo Omnisafe

Benchmarks: Safety-MuJoCo Omnisafe

Metrics: reward cost constraint satisfaction number of samples training time

Baselines: CRPO PCRPO PCPO CUP PPOLag

Builds on: CRPO PCRPO PPO-Lagrangian natural policy gradient

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