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Regularizing Hidden States Enables Learning Generalizable Reward Model for LLMs

NeurIPS 2024 · Large language models › Alignment and preferences · approach: Reward modeling for diverse preferences · 1 citations (OpenAlex)

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Proposes GRM, which regularizes a reward model's shared hidden states with text-generation losses (DPO, DPO-noref, SFT) computed through a retained LM head, improving OOD reward accuracy and mitigating over-optimization in BoN and PPO.

Problem

Reward models generalize poorly to unseen prompts and responses and distort pretrained features, leading to reward over-optimization in RLHF.

Approach

Keep the base model's LM head and add text-generation losses (DPO, DPO without reference, or SFT on chosen responses) as regularizers on the hidden states that also feed a learned reward head, derived from an adversarial policy-regularized objective; SFT regularization is the most stable variant.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
add SFT text-generation regularizationGemma-2B-it reward model · HHH-Alignment 400Kaccuracy: 73.4 -> 79.8Helped
add SFT text-generation regularizationGemma-2B-it reward model · RewardBench 40Kaverage score: 64.5 -> 69.5Helped
use SFT rather than DPO regularization (ablation)GRM · HHH-Alignment 40Kaccuracy: 71.6 -> 78.7Helped
use DPO regularization without a reference model rather than DPO regularization (ablation)GRM · HHH-Alignment 400Kaccuracy: 79.2 -> 79.7Helped
use a linear rather than nonlinear reward head (ablation)GRM w/ SFT · RewardBench 400Kaverage score: 77.6 -> 79.5Mixed
replace the standard SFT objective with the log-form SFT objective, alpha=0.001 (ablation)GRM · HHH-Alignment 400Kaccuracy: 79.8 -> 80.2Helped
replace preference data with pretraining data for regularization (ablation)GRM · HHH-Alignment 40Kaccuracy: 78.7 -> 74.5Hurt
add positive reward regularization (ablation)baseline classifier · HHH-Alignment 40Kaccuracy: 70.3 -> 70.0No clear effect
vary regularization weight from the default to an extreme value (0 or 0.1) (ablation)GRM · HHH-Alignment and MT-Bench OODaccuracyHurt
add a second layer and ReLU activation to the reward head (ablation)GRM w/ SFT · HHH-Alignment, MT-Bench, and RewardBenchaccuracyMixed
reduce reward-model training data from 400K to 40K (ablation)GRM w/ SFT · HHH-Alignmentaccuracy: 79.8 -> 78.7Hurt
reduce reward-model training data from 400K to 40K (ablation)GRM (linear) w/ SFT · RewardBenchaverage score: 79.5 -> 78.3Hurt

Surprising findings

Limitations

Experimental setup

Datasets: Unified-Feedback HHH-Alignment MT-Bench Human Judgements RewardBench RedPajama-Data-1T-Sample preference_700K

Benchmarks: Unified-Feedback HHH-Alignment MT-Bench Human Judgements RewardBench

Metrics: pairwise accuracy gold reward score under best-of-n gold reward score under PPO

Baselines: Classifier (frozen) Classifier (baseline) Margin loss Label smoothing Ensemble PairRM Starling-RM-7B Starling-RM-34B UltraRM-13B

Builds on: Bradley-Terry reward modeling DPO PPO label smoothing margin loss

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