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Large Language Model Unlearning via Embedding-Corrupted Prompts

NeurIPS 2024 · Large language models › Language, safety and interpretability · approach: LLM unlearning and benchmarks · 9 citations (OpenAlex)

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Proposes ECO Prompts, which gates prompts with a classifier and corrupts flagged prompt embeddings (first dimension, tuned by zeroth-order optimization offline) so that frozen LLMs approximate a retained model for unlearning.

Problem

LLM unlearning suffers from knowledge entanglement between forget and retain data and from the high compute cost of gradient-based unlearning on very large models.

Approach

Instead of updating weights, a prompt classifier flags forget-scope prompts and their input embeddings are corrupted with a scalar strength learned offline via zeroth-order finite-difference optimization, so the frozen LLM's outputs approximate a retained model's; cost is independent of model size.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use ECO embedding-corrupted prompts instead of RMUZephyr-7B · WMDP Biology, Chemistry, and Cybersecurityaccuracy: 29.7 -> 24.7; 47.1 -> 26.5; 28.1 -> 24.4Helped
Use ECO rather than RMU for unlearning the MMLU target subjectsZephyr-7B · MMLU Economics, Law, and Physicsaccuracy: 27.3 -> 20.6; 27.8 -> 24.5; 27.0 -> 23.1Helped
Use ECO rather than RMU to retain related-subject performanceZephyr-7B · MMLU Econometrics, Jurisprudence, and Mathaccuracy: 41.2 -> 47.4; 37.0 -> 74.1; 29.2 -> 34.6Helped
Use ECO instead of the strongest reported ASG baselineOLMo-7B fine-tuned on BBC News · BBC NewsASG: 3.9 -> 1.5Helped
Use ECO instead of the strongest reported ASG baselineOLMo-7B fine-tuned on HP Book · HP BookASG: 1 -> 2.1Hurt
Use ECO instead of the MMLU original modelZephyr-7B · MMLU fullaccuracy: 58.9 -> 58.9No clear effect
Use random-noise corruption (ECO-RN) or zero-out corruption (ECO-ZO) (ablation)ECO on TOFU · TOFU forget quality and model utilityforget qualityHelped
Use different tested corruption functions, including Gaussian noise or zeroing top entries (ablation)ECO · Unlearning tasksunlearning performanceNo clear effect

Surprising findings

Limitations

Experimental setup

Datasets: TOFU WMDP MMLU Harry Potter and the Sorcerer's Stone BBC News

Benchmarks: TOFU WMDP MMLU BBC News Harry Potter book

Metrics: forget quality (KS p-value) model utility multiple-choice accuracy average similarity gap (ROUGE-L, SacreBLEU, BERTScore, METEO perplexity unique token ratio

Baselines: GA GD KL PO NPO LLMU SCRUB SSD RMU Prompting Mismatch

Builds on: negative preference optimization zeroth-order optimization RMU TOFU benchmark

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