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Predicting the Performance of Foundation Models via Agreement-on-the-Line

NeurIPS 2024 · Label-efficient and robust learning › OOD and anomaly detection · approach: Robust fine-tuning for OOD generalization · 1 citations (OpenAlex)

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Shows that agreement-on-the-line (AGL) for OOD accuracy estimation can be induced in ensembles of lightly finetuned foundation models by randomizing only the linear head initialization, and that ensembles across different base FMs also exhibit AGL on language QA and classification, enabling label-free OOD estimation with ALine.

Problem

Label-free estimation of out-of-distribution performance for foundation models, since lightly finetuned pretrained models may lack the ensemble diversity needed for agreement-on-the-line to hold.

Approach

Diversity sources (random linear head init, data ordering, data subsetting) are compared for inducing AGL in finetuned FM ensembles; random head initialization alone reliably produces AGL, and ensembles of different pretrained FMs on language tasks also show AGL, so ALine-S/D can be applied to predict OOD performance.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use random linear-head initialization rather than data ordering or data subsetting to diversify the ensemble (ablation)CLIP linear probes · CIFAR10CALine-D MAPE (%): 14.64 vs 37.01; 14.64 vs 35.85Helped
Use random linear-head initialization rather than data ordering or data subsetting to diversify the ensemble (ablation)GPT2-Medium/OPT-125M full finetuning · SQuAD-Shifts AmazonALine-D MAPE (%): 6.34 vs 10.30; 6.34 vs 16.21Helped
Use random head initialization rather than data ordering or data subsetting (ablation)CLIP full finetuning · CIFAR10CALine MAPE (%): 29.37 vs 69.98; 29.37 vs 33.57Helped
Use random head initialization rather than data ordering or data subsetting (ablation)OPT-125M full finetuning · SQuAD-Shifts AmazonALine-D MAPE (%): 6.54 vs 11.37; 6.54 vs 11.15Helped
Use random head initialization rather than data ordering or data subsetting (ablation)BERT full finetuning · SQuAD-Shifts RedditALine-D MAPE (%): 8.62 vs 9.16; 8.62 vs 18.64Helped
Use ALine-S rather than the strongest listed baselineOOD performance estimation with diverse foundation-model ensembles · Most evaluated high-agreement benchmarksMAPE (%)Mixed
Use ALine-S rather than DOC-FeatOOD performance estimation · ImageNetCMAPE (%): 14.17 vs 13.42Hurt
Use ALine-D rather than ATCOOD performance estimation · ImageNetV2 MatchFreqMAPE (%): 8.44 vs 3.02Hurt
Use ALine-D rather than ATCOOD performance estimation · SQuAD-Shifts New WikiMAPE (%): 6.33 vs 5.18Hurt

Surprising findings

Limitations

Experimental setup

Datasets: CIFAR10 CIFAR100 ImageNet FMoW-WILDS iWildCam-WILDS Camelyon17-WILDS OfficeHome MNLI SQuAD

Benchmarks: CIFAR10C CIFAR10.1 CIFAR100C ImageNetC ImageNetV2 FMoW-WILDS iWildCam-WILDS Camelyon17-WILDS OfficeHome MNLI-Mismatched SNLI SQuAD-Shifts

Metrics: MAPE accuracy F1 exact match R^2 of agreement linear fit

Baselines: Naive Agreement ATC AC DOC-Feat ProjNorm

Builds on: agreement-on-the-line accuracy-on-the-line ALine-S ALine-D average thresholded confidence

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