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Benchmarking LLMs via Uncertainty Quantification

NeurIPS 2024 · Large language models › Language, safety and interpretability · approach: Uncertainty quantification for LLMs · 14 citations (OpenAlex)

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Benchmarks open-source LLMs by pairing accuracy with conformal-prediction set size as an uncertainty metric across five MCQA-formatted NLP tasks.

Problem

Open LLM leaderboards rank models by accuracy alone and ignore uncertainty, so models with equal accuracy can differ in how certain they are.

Approach

Applies split conformal prediction (LAC and APS scores) to LLM option-letter softmax probabilities to get distribution-free, coverage-guaranteed prediction sets; set size serves as a rigorous uncertainty measure reported alongside accuracy.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use a larger Qwen model rather than Qwen-1.8B (scale to Qwen-14B)Qwen series · Most tasksaccuracyHelped
Scale Qwen from 1.8B to 14BQwen series · Most tasksset sizeHelped
Scale Qwen from 14B to 72BQwen series · RC and DRSset sizeHurt
Use instruction-finetuned Chat-V1 formatting instead of the base modelLlama-2 series · Five-task averageaccuracyHurt
Use instruction-finetuned Chat-V1 formatting instead of the base modelLlama-2 series · Five-task averageset sizeHurt
Use instruction-finetuned Chat-V2 formatting instead of the base modelLlama-2-7B and Llama-2-13B · Five-task averageaccuracyHelped
Use instruction-finetuned Chat-V2 formatting instead of the base modelLlama-2 series · Five-task averageset sizeHurt
Use instruction-finetuned Chat-V2 formatting instead of the base modelYi series · Five-task averageaccuracyHurt
Use instruction-finetuned Chat-V1 or Chat-V2DeepSeek series · Five-task averageaccuracyHelped
Use instruction-finetuned Chat-V1DeepSeek-7B and DeepSeek-70B · Five-task averageset sizeHurt
Use instruction-finetuned Chat-V1 or Chat-V2Falcon series · Five-task averageset sizeHurt
Use APS instead of LAC as the conformal score functionConformal prediction · Most tasksset sizeHurt

Surprising findings

Limitations

Experimental setup

Datasets: MMLU CosmosQA HellaSwag HaluEval dialogue (HaluDial) HaluEval summarization (HaluSum) TriviaQA

Benchmarks: MMLU CosmosQA HellaSwag HaluDial HaluSum TriviaQA

Metrics: Accuracy Set Size Coverage Rate Expected Calibration Error

Baselines: entropy maximal predicted probability perplexity

Builds on: conformal prediction LAC APS

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