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Beyond Concept Bottleneck Models: How to Make Black Boxes Intervenable?

NeurIPS 2024 · Label-efficient and robust learning › Recognition and long-tail · approach: Concept bottleneck models · 3 citations (OpenAlex)

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Proposes a post hoc method to intervene on pretrained black-box networks via probes and latent editing, plus a fine-tuning objective that maximizes intervenability using a small concept-labelled validation set.

Problem

Concept-based instance-specific interventions are only available in concept bottleneck models, which must be trained with concept labels and are often not feasible for pretrained or large black-box networks; black boxes typically do not respond to concept edits.

Approach

Train a probe on a small concept-annotated validation set to map intermediate activations to concepts, edit activations toward user-given concept values with a proximity-regularised objective, and fine-tune the head by minimising target loss on intervened representations (intervenability), without changing the representations.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Fine-tune black boxes for intervenabilityBlack-box classifiers · Synthetic bottleneckintervention AUROC and AUPRHelped
Fine-tune black boxes for intervenabilityBlack-box classifiers · Synthetic incompleteintervention AUROC and AUPRHelped
Use multitask or concept-appending fine-tuning instead of intervenability fine-tuningBlack-box classifiers · Syntheticintervention AUROC and AUPRHurt
Use post hoc CBM interventions with incomplete conceptsPost hoc CBM · Synthetic incompleteintervention performanceHurt
Fine-tune black boxes for intervenabilityBlack-box classifiers · AwA2intervention AUROC and AUPRHelped
Fine-tune black boxes for intervenabilityBlack-box classifiers · CIFAR-10intervention AUROC and AUPRHelped
Fine-tune black boxes for intervenabilityBlack-box classifiers · MIMIC-CXRintervention performanceHelped
Reduce the validation set size (ablation)Fine-tuned, I · Synthetic bottleneckintervention effectivenessHurt
Increase the intervention tradeoff parameter λ (ablation)Untuned black box interventions · AwA2intervention AUROC and AUPRHelped
Prioritise the most uncertain concepts instead of selecting concepts randomly (ablation)Untuned black box interventions · AwA2intervention performanceHelped
Use a nonlinear probe instead of a linear probe (ablation)Untuned black box interventions · AwA2intervention performanceHelped
Use residual modelling for post hoc CBM (ablation)Post hoc CBM · Synthetic incompleteintervention performanceNo clear effect

Surprising findings

Limitations

Experimental setup

Datasets: Synthetic tabular (adapted from prior work) AwA2 CUB CIFAR-10 ImageNet MIMIC-CXR CheXpert

Benchmarks: Synthetic tabular AwA2 CIFAR-10 MIMIC-CXR CheXpert ImageNet CUB

Metrics: AUROC AUPR Brier score

Baselines: Black box CBM Post hoc CBM Fine-tuned, MT Fine-tuned, A

Builds on: concept bottleneck models multitask learning with hard parameter sharing counterfactual explanations

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