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DiReCT: Diagnostic Reasoning for Clinical Notes via Large Language Models

NeurIPS 2024 · Large language models › Retrieval and knowledge · approach: Knowledge-augmented question answering · 7 citations (OpenAlex)

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Introduces DiReCT, a physician-annotated benchmark of 511 MIMIC-IV clinical notes requiring multi-evidence entailment-tree diagnostic reasoning guided by a diagnostic knowledge graph, and a three-module LLM pipeline baseline evaluated on GPT-4 turbo, GPT-3.5 turbo, and open LLaMA3/Mistral/Mixtral/Zephyr models.

Problem

Existing medical LLM evaluations focus on short-text QA or NLI and do not assess whether models can find key observations in long clinical notes and reason step-by-step to a diagnosis in an interpretable way aligned with physicians.

Approach

A benchmark of clinical notes with physician-annotated multi-evidence entailment trees (observation, rationale, diagnosis) grounded in a guideline-derived diagnostic knowledge graph, plus a narrowing-down/perception/reasoning LLM pipeline that traverses the graph iteratively.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
provide the full knowledge graph K instead of procedural graph GGPT-4 turbo diagnostic reasoning baseline · DiReCTexplanation completeness (all): 0.210 -> 0.273Helped
provide the full knowledge graph K instead of procedural graph GGPT-4 turbo diagnostic reasoning baseline · DiReCTobservation completeness: 0.391 -> 0.371Hurt
provide the full knowledge graph K instead of procedural graph GGPT-4 turbo diagnostic reasoning baseline · DiReCTdiagnosis accuracy: 0.610 -> 0.611Helped
provide the final-diagnosis set D* instead of no external knowledgeGPT-4 turbo diagnostic reasoning baseline · DiReCTdiagnosis accuracy: 0.074 -> 0.636Helped
add the missing observation to the note (ablation)GPT-4 turbo with G · 73 amended casesdiagnosis accuracy: 0.328 -> 0.547Helped
add the missing observation to the note (ablation)GPT-4 turbo with K · 73 amended casesdiagnosis accuracy: 0.260 -> 0.589Helped
use the full knowledge graph K instead of G on original notesGPT-4 turbo · 73 amended cases, Originaldiagnosis accuracy: 0.328 -> 0.260Hurt
use the full knowledge graph K instead of G on amended notesGPT-4 turbo · 73 amended cases, Amendeddiagnosis accuracy: 0.547 -> 0.589Helped

Surprising findings

Limitations

Experimental setup

Datasets: MIMIC-IV

Benchmarks: DiReCT

Metrics: Acc_diag Acc_cat Obs_pre Obs_rec Obs_comp Exp_com Exp_all

Baselines: GPT-4 turbo GPT-3.5 turbo LLama3 70B LLama3 8B Mixtral 8x7B Mistral 7B Zephyr 7B

Builds on: entailment tree explanation chain-of-thought MIMIC-IV SOAP note format

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