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Fair Kernel K-Means: from Single Kernel to Multiple Kernel

NeurIPS 2024 · Learning theory and algorithms › Fairness · approach: Post-processing and transport for fairness · 1 citations (OpenAlex)

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Proposes Fair Kernel K-Means (FKKM) and Fair Multiple Kernel K-Means (FMKKM), which add a fairness regularization term to kernel k-means by modifying the kernel (K + αI − λGGᵀ) and directly solve for discrete cluster assignments.

Problem

Kernel k-means and multiple kernel k-means ignore group fairness, so clusters may over- or under-represent protected groups, causing discrimination.

Approach

A fairness regularization term Tr(YᵀGGᵀY(YᵀY)⁻¹), shown to be maximized-fairness when minimized, has the same form as the kernel k-means loss, so fairness is injected by replacing the kernel with a fair kernel K + αI − λGGᵀ, with λ set via a fairness-stability search guided by a generalization bound.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
add the fairness regularization term (ablation)FMKKM · D&SMNCE: 0.585 -> 0.985Helped
add the fairness regularization term (ablation)FMKKM · HARMNCE: 0.888 -> 0.990Helped
add the fairness regularization term (ablation)FMKKM · MNIST-USPSMNCE: 0.986 -> 0.993Helped
add the fairness regularization term (ablation)FMKKM · JaffeMNCE: 0.895 -> 0.989Helped
add the fairness regularization term (ablation)FMKKM · Credit CardMNCE: 0.964 -> 0.989Helped
add the fairness regularization term (ablation)FMKKM · K1bMNCE: 0.986 -> 1Helped
add the fairness regularization term (ablation)FMKKM · D&SACC: 0.645 -> 0.616Hurt
add the fairness regularization term (ablation)FMKKM · HARACC: 0.697 -> 0.791Helped
add the fairness regularization term (ablation)FMKKM · MNIST-USPSACC: 0.412 -> 0.495Helped
add the fairness regularization term (ablation)FMKKM · JaffeACC: 0.939 -> 0.995Helped
add the fairness regularization term (ablation)FMKKM · Credit CardACC: 0.378 -> 0.375Hurt
add the fairness regularization term (ablation)FMKKM · K1bACC: 0.826 -> 0.828Helped

Surprising findings

Limitations

Experimental setup

Datasets: D&S HAR Jaffe MNIST-USPS Credit Card K1b

Benchmarks: D&S HAR Jaffe MNIST-USPS Credit Card K1b

Metrics: ACC NMI Bal MNCE

Baselines: K-means KKM SC FairSC VFC FFC ONKC MKCSS DPMKKM LFLKA EMKC OSLR

Builds on: kernel k-means multiple kernel k-means fairness definition of Bera et al. (2019) DPMKKM

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