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SMART: Towards Pre-trained Missing-Aware Model for Patient Health Status Prediction

NeurIPS 2024 · Label-efficient and robust learning › Self-supervised and contrastive · approach: Self-supervised neuroimaging representations · 5 citations (OpenAlex)

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Proposes SMART, a self-supervised missing-aware transformer that uses mask-biased temporal and variable attention and pre-trains by reconstructing masked patient representations in latent space (EMA target encoder), then fine-tunes for EHR prediction tasks.

Problem

Missing values in sparse EHR time series cause spurious correlations and poor patient health status predictions; existing input-space imputation can add noise and distract from semantic information.

Approach

Encode missingness directly through mask-based attention biases (temporal and variable) and perform self-supervised pre-training that reconstructs masked visit representations in latent space using an EMA target encoder, with a learnable CLS vector bridging pre-training and fine-tuning.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
use SMART instead of the strongest baseline, PPNCardiology prediction · CardiologyAUPRC (%): 49.98{ $\pm$3.97} -> 53.84{ $\pm$2.24}Helped
use SMART instead of the strongest baseline, ConCareSepsis prediction · SepsisAUPRC (%): 74.83{ $\pm$3.47} -> 81.67{ $\pm$0.84}Helped
use SMART instead of the strongest baseline, WarpformerDecompensation prediction · DecompensationAUPRC (%): 68.21{ $\pm$1.64} -> 71.26{ $\pm$0.81}Helped
add latent-space self-supervised pre-training rather than no pre-training (ablation)SMART · CardiologyAUPRC (%): 52.26{ $\pm$3.14} -> 53.84{ $\pm$2.24}Helped
reconstruct missing values in latent space instead of input-space imputation (ablation)SMART · CardiologyAUPRC (%): 52.77{ $\pm$2.07} -> 53.84{ $\pm$2.24}Helped
add mask information to the encoder and MART attentions (ablation)SMART · CardiologyAUPRC (%): 49.03{ $\pm$1.93} -> 53.84{ $\pm$2.24}Helped
add temporal attention (ablation)SMART · SepsisAUPRC (%): 65.22{ $\pm$1.44} -> 81.67{ $\pm$0.84}Helped
add variable attention (ablation)SMART · In-hospital MortalityAUPRC (%): 50.98{ $\pm$0.62} -> 53.30{ $\pm$0.12}Helped
add the CLS vector (ablation)SMART · SepsisAUPRC (%): 77.56{ $\pm$2.89} -> 81.67{ $\pm$0.84}Helped
use 2 MART layers rather than 1 (ablation)SMART · CardiologyAUPRC (%): 52.66{ $\pm$2.67} -> 53.84{ $\pm$2.24}Helped
set pre-training mask interval to (0, 0.75) instead of (0, 0.25) (ablation)SMART · SepsisAUPRC (%): 80.78{ $\pm$2.46} -> 81.67{ $\pm$0.84}Helped
keep mask information in the input encoder (ablation)SMART · CardiologyAUPRC (%): 49.74{ $\pm$2.43} -> 53.84{ $\pm$2.24}Helped

Surprising findings

Limitations

Experimental setup

Datasets: Cardiology (PhysioNet 2012) Sepsis (PhysioNet 2019) MIMIC-III

Benchmarks: Cardiology Sepsis MIMIC-III in-hospital mortality MIMIC-III decompensation MIMIC-III phenotyping MIMIC-III length of stay

Metrics: AUPRC F1 Score ma-ROC mi-ROC AUROC min(Se, P+)

Baselines: AdaCare StageNet ConCare GRASP SAFARI PPN RainDrop Warpformer PrimeNet GRU Transformer

Builds on: BERT PrimeNet Transformer exponential moving average teacher

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