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SimPO: Simple Preference Optimization with a Reference-Free Reward

NeurIPS 2024 · Large language models › Alignment and preferences · approach: DPO design choices · 39 citations (OpenAlex)

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Proposes SimPO, a reference-free preference optimization objective that uses length-normalized average log-likelihood as the implicit reward plus a target reward margin in the Bradley-Terry loss, outperforming DPO and other offline methods on AlpacaEval 2, Arena-Hard, and MT-Bench.

Problem

Offline preference optimization such as DPO uses a reference-model-based implicit reward that mismatches the average log-likelihood used at generation time, and requires an extra reference model forward pass, adding compute and memory cost.

Approach

Replace DPO's reference-ratio reward with the length-normalized average log-likelihood of the policy (aligned with generation), and add a target reward margin gamma to the Bradley-Terry objective so the winning response must exceed the losing one by a margin.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
replace DPO with SimPOMistral-7B Base · AlpacaEval 2length-controlled win rate (%): 15.1 -> 21.5Helped
replace DPO with SimPOMistral-7B Base · Arena-Hardwin rate (%): 10.4 -> 16.6Helped
replace DPO with SimPOMistral-7B Instruct · AlpacaEval 2length-controlled win rate (%): 26.8 -> 32.1Helped
replace DPO with SimPOLlama-3-8B Base · Arena-Hardwin rate (%): 15.9 -> 23.4Helped
replace DPO with SimPOLlama-3-8B Instruct · AlpacaEval 2length-controlled win rate (%): 40.3 -> 44.7Helped
replace DPO with SimPOLlama-3-8B Instruct · MT-BenchGPT-4 Turbo rating: 7.0 -> 7.0No clear effect
remove length normalization (ablation)SimPO on Mistral-7B Base · AlpacaEval 2length-controlled win rate (%): 21.5 -> 11.9Hurt
remove length normalization (ablation)SimPO on Mistral-7B Base · Arena-Hardwin rate (%): 16.6 -> 9.4Hurt
remove length normalization (ablation)SimPO on Mistral-7B Instruct · AlpacaEval 2length-controlled win rate (%): 32.1 -> 19.1Hurt
remove length normalization (ablation)SimPO on Mistral-7B Instruct · Arena-Hardwin rate (%): 21.0 -> 16.3Hurt
set target reward margin γ to 0 (ablation)SimPO on Mistral-7B Base · AlpacaEval 2length-controlled win rate (%): 21.5 -> 16.8Hurt
set target reward margin γ to 0 (ablation)SimPO on Mistral-7B Instruct · AlpacaEval 2length-controlled win rate (%): 32.1 -> 30.9Hurt

Surprising findings

Limitations

Experimental setup

Datasets: UltraChat-200k UltraFeedback Open LLM Leaderboard tasks

Benchmarks: AlpacaEval 2 Arena-Hard v0.1 MT-Bench Open LLM Leaderboard (MMLU, ARC, HellaSwag, TruthfulQA, Winograd, GSM8K) Chatbot Arena

Metrics: length-controlled win rate raw win rate win rate MT-Bench score reward accuracy Spearman correlation accuracy

Baselines: DPO IPO CPO KTO ORPO R-DPO RRHF SLiC-HF

Builds on: DPO Zephyr training pipeline IPO ORPO Bradley-Terry model

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