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Non-parametric classification via expand-and-sparsify representation
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Proposes two non-parametric classifiers built on expand-and-sparsify (EaS) random representations, one using k-WTA and one using empirical k-thresholding, and proves consistency and minimax-optimal rates (depending on d for the first and intrinsic d0 for the second).
Problem
Non-parametric binary classification on the unit sphere using the sparse high-dimensional expand-and-sparsify representation, with theoretical guarantees on consistency and convergence rates, including adaptation to low-dimensional manifold structure.
Approach
Treats the k active coordinates of an EaS code as k neighborhoods (response regions) and averages per-region label means into a plug-in estimate of eta(x); the first algorithm uses k-WTA sparsification, and the second uses data-driven per-direction thresholds so the rate depends only on the intrinsic dimension.
Key results
- Theory: Algorithm 1 (k-WTA EaS) with m chosen as kn^{(d-1)/(2β+(d-1))} achieves excess risk O(n^{-β/(2β+d-1)}), matching the minimax rate for Hölder-smooth plug-in classifiers.
- Theory: Algorithm 2 (empirical k-thresholding) achieves O(n^{-β/(2β+d0)}) under manifold assumption, depending only on intrinsic dimension d0.
- Experiments on eight datasets: test accuracy of the EaS classifier increases with expansion factor m/d and becomes comparable to k-NN and random forest at large m.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| increase expansion dimensionality m (with k set to d log m) | EaS classifier (Algorithm 1) · eight benchmark datasets | test accuracy | Helped |
Surprising findings
- For k-WTA, a lower bound shows that on a one-dimensional manifold embedded in R^d the excess error decays no faster than n^{-1/(d+1)}, so the k-WTA scheme cannot adapt to manifold structure.
Limitations
- Constant in the manifold-adaptive bound may depend exponentially on d and is hidden by big-O notation.
- Projection directions are chosen data-independently; data-dependent directions are left for future work.
- Experiments are limited to eight relatively small datasets, with k set heuristically to d log m.
Experimental setup
Datasets: twomoons mnist (binary 3 vs 5, PCA to 20 dims) fashion-mnist (binary, PCA to 20 dims) six other OpenML binary datasets
Benchmarks: twomoons mnist fashion-mnist six other OpenML binary datasets
Metrics: test accuracy
Baselines: k-nearest neighbors (k=1) k-nearest neighbors (k=10) random forest
Builds on: Dasgupta and Tosh 2020 expand-and-sparsify function approximation Stone's theorem plug-in classification rules (Devroye et al.)
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