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Probabilistic Offline Policy Ranking with Approximate Bayesian Computation

AAAI 2024 · Reinforcement learning › Offline RL · approach: Offline policy evaluation and selection · 2 citations (OpenAlex)

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Proposes POPR, a framework for offline policy ranking that estimates each candidate policy's performance posterior from expert data via energy-based approximate Bayesian computation (POPR-EABC), enabling worst/best-case and probabilistic comparisons without rewards.

Problem

Offline policy ranking (OPR) without access to behavior policy probabilities or reliable rewards, especially for worst-case, best-case, and probabilistic comparisons of candidate policies where OPE methods give only point estimates and fail under sparse rewards.

Approach

Characterize each candidate policy by the probability θ that it matches expert actions, and sample its posterior via ABC Metropolis-Hastings using a smooth energy function (normalized JS-based similarity between bootstrapped expert and policy trajectories) and a Beta pseudo-likelihood fitted by method of moments, so ranking uses posterior samples rather than value estimates.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
use POPR-EABC instead of direct action-agreement ranking (ablation)POPR · MountainCarNDCG: 0.9829 -> 0.9992Helped
use POPR-EABC instead of direct action-agreement ranking (ablation)POPR · MountainCarSRCC: 0.9357 -> 0.9663Helped
use POPR-EABC instead of direct action-agreement ranking (ablation)POPR · PendulumnNDCG: 0.9421 -> 0.9908Helped
use POPR-EABC instead of direct action-agreement ranking (ablation)POPR · PendulumnSRCC: 0.8190 -> 0.9047Helped
use POPR-EABC instead of direct action-agreement ranking (ablation)POPR · ToyEnvNDCG: 1.0000 -> 1.0000No clear effect
use POPR-EABC instead of direct action-agreement ranking (ablation)POPR · AcroBotNDCG: 1.0000 -> 1.0000No clear effect

Surprising findings

Experimental setup

Datasets: ToyEnv MountainCar Acrobot Pendulum

Benchmarks: ToyEnv MountainCar Acrobot Pendulum

Metrics: NDCG SRCC

Baselines: FQE Tree-Backup(λ) Q^π(λ) MBased BayesDICE AgreeRank

Builds on: Fitted Q-Evaluation BayesDICE Supervised Off-Policy Ranking Metropolis-Hastings

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