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Personalized Reinforcement Learning with a Budget of Policies

AAAI 2024 · Reinforcement learning › MDPs and planning · approach: POMDPs and confounded RL · 2 citations (OpenAlex)

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Proposes represented MDPs (r-MDPs) where a small budget of k policies serves n users, and two K-means/EM-inspired and end-to-end deep RL (PPO-based) algorithms that jointly learn user-to-policy assignments and policies to maximize social welfare.

Problem

Personalizing sequential decision policies for many users when regulatory approval limits the number of deployable policies to a small budget k < n, while maximizing utilitarian social welfare.

Approach

Formalize personalization under a policy budget as an r-MDP in which agents are assigned to k representatives each running one policy; solve it via a factorized approach with an EM-like hard-assignment algorithm (Q-table greedy reassignment plus PPO M-steps) and a soft-assignment end-to-end algorithm that learns assignment logits by backpropagating the PPO loss.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use EM-like or end-to-end assignment learning instead of trajectory clusteringr-MDP policies · Resource Gathering, intermediate ksocial welfareHelped
Use EM-like or end-to-end assignment learning instead of trajectory clusteringr-MDP policies · MuJoCo tasks, various policy budgetssocial welfareHelped
Use EM-like or end-to-end assignment learning instead of trajectory clusteringr-MDP policies · Antsocial welfareMixed
Increase policy budget from one policy to an intermediate budgetEM and end-to-end · Resource Gatheringsocial welfare: above 85; above 90; 93.6Helped
Use the same single-policy or one-policy-per-agent setting across algorithmsall algorithms · Resource Gathering and MuJoCosocial welfareNo clear effect

Surprising findings

Limitations

Experimental setup

Datasets: Resource Gathering (grid world, adapted) MuJoCo HalfCheetah MuJoCo Ant MuJoCo Hopper MuJoCo Walker2d

Benchmarks: Resource Gathering MuJoCo HalfCheetah MuJoCo Ant MuJoCo Hopper MuJoCo Walker2d

Metrics: social welfare standard error

Baselines: clustering-based personalized RL (trajectory K-means baseline) random assignment

Builds on: PPO K-means Expectation-Maximization generalized advantage estimation

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