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Offline Model-Based Optimization via Policy-Guided Gradient Search

AAAI 2024 · Reinforcement learning › Offline RL · approach: Pessimism and uncertainty in offline RL · 6 citations (OpenAlex)

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Proposes Policy-guided Gradient Search (PGS), which reformulates offline model-based optimization as offline RL that learns a step-size policy guiding gradient ascent on a learned surrogate, trained on random top-p trajectories with CQL.

Problem

Offline black-box optimization: finding high-value inputs outside a fixed offline dataset when only a learned surrogate is available, where naive surrogate optimization overestimates out-of-distribution inputs and fixed gradient search strategies are suboptimal.

Approach

Cast the search strategy itself as a learned policy: the policy outputs a per-dimension step-size vector for gradient ascent on a surrogate, and the policy is learned with offline RL (CQL) on random trajectories synthesized from the top-p percentile of the offline data, with OSEL latent-embedding KNN estimates used for hyperparameter selection.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
use offline RL rather than standard RL to train the policy (ablation)PGS · Superconductornormalized objective: 0.528 ± 0.012 -> 0.563 ± 0.058Helped
use offline RL rather than standard RL to train the policy (ablation)PGS · Ant Morphologynormalized objective: 0.303 ± 0.017 -> 0.949 ± 0.017Helped
use offline RL rather than standard RL to train the policy (ablation)PGS · D'Kitty Morphologynormalized objective: 0.900 ± 0.007 -> 0.966 ± 0.013Helped
use offline RL rather than standard RL to train the policy (ablation)PGS · GFPnormalized objective: 0.864 ± 0.000 -> 0.864 ± 0.000No clear effect
use offline RL rather than standard RL to train the policy (ablation)PGS · TF Bind8normalized objective: 0.774 ± 0.063 -> 0.981 ± 0.015Helped
use offline RL rather than standard RL to train the policy (ablation)PGS · UTRnormalized objective: 0.686 ± 0.013 -> 0.713 ± 0.009Helped
use top-p subset rather than the entire offline dataset for trajectories (ablation)PGS · Ant Morphologynormalized objective: 0.890 ± 0.022 -> 0.949 ± 0.017Helped
use top-p subset rather than the entire offline dataset for trajectories (ablation)PGS · D'Kitty Morphologynormalized objective: 0.947 ± 0.013 -> 0.966 ± 0.013Helped
use top-p subset rather than the entire offline dataset for trajectories (ablation)PGS · Superconductornormalized objective: 0.533 ± 0.036 -> 0.563 ± 0.058Helped
use top-p subset rather than the entire offline dataset for trajectories (ablation)PGS · TF Bind8normalized objective: 0.955 ± 0.024 -> 0.981 ± 0.015Helped
use random top-p trajectories rather than monotonic trajectories (ablation)PGS · Ant Morphologynormalized objective: 0.916 ± 0.027 -> 0.949 ± 0.017Helped
use random top-p trajectories rather than monotonic trajectories (ablation)PGS · D'Kitty Morphologynormalized objective: 0.964 ± 0.013 -> 0.966 ± 0.013No clear effect

Surprising findings

Limitations

Experimental setup

Datasets: D'Kitty Morphology (design-bench) Ant Morphology (design-bench) Superconductor (design-bench) GFP (design-bench) TF Bind 8 (design-bench) UTR (design-bench)

Benchmarks: D'Kitty Morphology Ant Morphology Superconductor GFP TF Bind 8 UTR

Metrics: 100th percentile normalized objective score mean rank across tasks

Baselines: BO-qEI CMA-ES REINFORCE CbAS Auto.CbAS MIN BONET Grad COMs ROMA NEMO BDI

Builds on: conservative Q-learning design-bench BONET implicit Q-learning beta-VAE

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