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Invisible Backdoor Attack against 3D Point Cloud Classifier in Graph Spectral Domain

AAAI 2024 · Point clouds › Point cloud classification · approach: Adversarial point cloud attacks · 11 citations (OpenAlex)

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Proposes IBAPC, an invisible 3D point cloud backdoor attack that implants a learned trigger added to the graph spectral (GFT) coefficients of the point cloud, trained alternately with the victim classifier.

Problem

Existing 3D point cloud backdoor attacks achieve high attack success but their spatial deformations (added point balls, large rotations) are visible to human inspection and detectable in the graph spectral domain.

Approach

Implant the backdoor trigger as a learned perturbation on the graph Fourier coefficients of the point cloud across all frequencies, so global shape and local points share the deformation; the trigger function and victim DNN are optimized alternately with a distance penalty for stealthiness.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
implant the trigger in graph spectral space instead of directly perturbing point positions (ablation)IBAPC on ModelNet40 with DGCNN · ModelNet40ASR: 49.62% -> 94.50%Helped
apply random rotation, jitter, random scaling, and shift augmentation (ablation)IBAPC on ModelNet40 with DGCNN · ModelNet40ASR: 94.50 -> 87.36Hurt
increase poison rate (ablation)IBAPC on ModelNet40 and ModelNet10 · ModelNet40; ModelNet10ASRHelped
vary the target class (ablation)IBAPC on ModelNet40 and ModelNet10 · ModelNet40; ModelNet10ASRNo clear effect
use IBAPC rather than the strongest baseline attack3D point-cloud classifiers across the evaluated datasets · ModelNet40; ModelNet10; ShapeNetPartASRMixed
use graph-spectral triggers rather than the spatial-domain baseline triggers3D point-cloud classifiers across the evaluated settings · ModelNet40; ModelNet10; ShapeNetPartL2 distanceHelped
use IBAPC triggers in the human inspection studyDGCNN trained on ModelNet40 · Human inspection evaluationselected as most similar to benign point cloud: 66.79%Helped
apply saliency-based defense to IBAPCIBAPC with DGCNN on ModelNet40 · ModelNet40ASR: 95.63% -> 87.45%Hurt
apply saliency-based defense to IBAPC rather than PointPBA-I or PointBA XIBAPC · ModelNet40ASR after defense: 87.45%; 4.90%; 10.36%Helped
apply all data augmentations at once to IBAPC rather than PointPBA-OIBAPC and PointPBA-O with DGCNN on ModelNet40 · ModelNet40ASR: 87.36; 2.17Helped
apply SOR with varying k-nearest-neighbor settingsIBAPC rather than PointPBA-I · ModelNet40 and ModelNet10ASR after defenseHelped
apply SSD and retrain on the cleaned training setIBAPC with DGCNN on ModelNet40 · ModelNet40ASR after defense: 88.81%Hurt

Surprising findings

Limitations

Experimental setup

Datasets: ModelNet40 ModelNet10 ShapeNetPart

Benchmarks: ModelNet40 ModelNet10 ShapeNetPart

Metrics: attack success rate benign accuracy L2 distance graph spectral residual human inspection similarity rate

Baselines: PointPBA-I PointPBA-O PointBA-X IRBA NRBdoor

Builds on: PointPBA IRBA NRBdoor PointBA-X Doan et al. backdoor training

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