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I Prefer Not to Say: Protecting User Consent in Models with Optional Personal Data

AAAI 2024 · Learning theory and algorithms › Prediction and decision losses · approach: Data attribution and recourse · 1 citations (OpenAlex)

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Introduces Protected User Consent (PUC) and an model-agnostic PUC-inducing data augmentation (OFFIDA) so that models with optional personal data do not infer information from the decision to withhold data, while remaining loss-optimal and not worse than the base model.

Problem

Machine learning models with optional features can implicitly infer information from the unavailability of optional data, violating non-sharers' consent and disadvantaging users who protect their data (e.g., insurance pricing with optional fitness data).

Approach

Defines Protected User Consent (PUC) as the conditional expectation given base features and only the consented (available) optional features, marginalizing over whether other optional features are shared; achieves it via data augmentation that randomly drops available optional features and reweights instances by 2^|available|, so missingness carries no label information.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Apply OFFIDA instead of the base modelPUC-compliant model · Diabetes, strategic withholdingmisclassification error: 29.30% -> 26.61%Helped
Apply OFFIDA instead of the base modelPUC-compliant model · COMPAS, strategic withholdingmisclassification error: 42.89% -> 40.85%Helped
Apply OFFIDA instead of the base modelPUC-compliant model · Adult, strategic withholdingmisclassification error: 16.05% -> 15.94%Helped
Apply OFFIDA instead of the base modelPUC-compliant model · Income, strategic withholdingMSE × 100: 85.07 -> 80.22Helped
Apply OFFIDA instead of the base modelPUC-compliant model · California, strategic withholdingMSE × 100: 15.62 -> 14.79Helped
Apply OFFIDA instead of the base modelPUC-compliant model · Insurance, strategic withholdingMSE × 100: 262.43 -> 254.35Helped
Use the full-feature model rather than OFFIDARandom Forest · Diabetesmisclassification error: 34.01% -> 31.44%Helped
Use the full-feature model rather than OFFIDARandom Forest · COMPASmisclassification error: 44.54% -> 41.47%Helped
Use the full-feature model rather than OFFIDARandom Forest · Adultmisclassification error: 13.41% -> 12.84%Helped
Use the full-feature model rather than OFFIDARandom Forest · Watermisclassification error: 10.97% -> 10.00%Helped
Use the full-feature model rather than OFFIDARandom Forest · Colicmisclassification error: 15.05% -> 11.34%Helped
Use the full-feature model rather than OFFIDARandom Forest · IncomeMSE × 100: 110.73 -> 109.11Helped

Surprising findings

Limitations

Experimental setup

Datasets: Diabetes COMPAS UCI Adult water treatment horse colic California housing income (ACS/folktables) insurance claims synthetic binary dataset synthetic continuous dataset

Benchmarks: Diabetes COMPAS UCI Adult water treatment horse colic California housing income insurance

Metrics: misclassification error MSE PUC-gap squared average positive prediction rate for non-sharers

Baselines: base model (base features only) full-feature model with zero imputation conditional statistical parity model fixed-size OFFIDA exhaustive OFFIDA

Builds on: Rastegarpanah et al. data minimization with optional features conditional statistical parity random forest

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