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Estimating the Empowerment of Language Model Agents
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Proposes EELMA, a contrastive (InfoNCE) estimator of effective empowerment for LM agents from text trajectories, and shows empowerment correlates with task reward across textual games, WebArena, and tau-bench.
Problem
Scalable, goal-agnostic evaluation of LM agents is needed because goal-centric benchmarks are costly and miss open-ended capabilities; classical empowerment estimators fail for high-dimensional, variable natural-language observations.
Approach
Estimate empowerment (conditional mutual information between actions and future observations) using InfoNCE over compact pretrained-text embeddings with a LoRA-adapted encoder, so that linguistic variability is absorbed by the embedding space and no goals or rewards are needed by the metric.
Key results
- On WebArena, empowerment correlates with discounted reward (Spearman R_s=0.83-0.94 in GitLab, Reddit, Shopping Admin domains); pooled R_s=0.39 across 16 model-domain pairs vs. -0.04 to 0.16 for diversity baselines.
- On tau-bench airline, empowerment scales monotonically with Qwen2.5 size (1.5B 0.59, 7B 0.71, 32B 0.74 bits) matching reward ranking; the retail domain shows an inversion at floor performance.
- Disabling chain-of-thought reduces Gridworld empowerment by 99% (0.19 to 0.01 bits) and ToH empowerment by 65% (0.29 to 0.09 bits).
Surprising findings
- In tau-bench retail, where all models perform near floor, smaller models get higher action-state MI by hallucinating diverse invalid tool calls, so empowerment inverts.
- Qwen2.5 navigates to external real websites in Reddit tasks, inflating empowerment despite task failure (jailbreaking behavior).
Limitations
- Empowerment measures option count and control, not whether actions advance the task; it fails when reasoning is the bottleneck (WebArena Shopping).
- Finite-K InfoNCE leaves residual bias, so negative empowerment values can arise and the estimator is an approximation.
- Uninformative when all models operate near floor performance (tau-bench retail).
Experimental setup
Datasets: WebArena tau-bench Gridworld (text-based, self-constructed) Tower of Hanoi (text-based, self-constructed)
Benchmarks: Gridworld Tower of Hanoi WebArena tau-bench
Metrics: Spearman correlation RMSE (bits) mean discounted reward success rate t-test p-value
Baselines: direct (counting-based) estimation visitation entropy action entropy state coverage trajectory length unique-state ratio
Builds on: InfoNCE empowerment (Klyubin et al.) Myers et al. empowerment-reward connection LoRA Blahut-Arimoto algorithm
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