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Pushing Forward Pareto Frontiers of Proactive Agents with Behavioral Agentic Optimization
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Proposes Behavioral Agentic Optimization (BAO), combining behavior-enhanced SFT (retrospective reasoning and prospective planning traces from GPT-4o) with GRPO using behavior regularization penalties, to push the Pareto frontier between task performance and user engagement on UserRL proactive tasks.
Problem
Proactive LLM agents trained with agentic RL face a trade-off between task performance and user engagement, since frequent user verification improves accuracy but burdens users, and naive user-engagement penalties hurt exploration.
Approach
Instead of handcrafted engagement reward weights, enhance inter-turn behaviors (memory management, hypothesis refinement, dynamic scheduling, strategic querying) via SFT from a teacher model, then regularize them during GRPO with turn-level penalties for consecutive user requests without environment info gain and for premature termination/over-thinking.
Key results
- On Function-Gym, BAO-4B reaches Pass@U-1 0.2692 and score 0.6923 with UR 0.2148, versus UserRL-4B at 0.2436, 0.5256 and UR 0.3758.
- On Turtle-Gym, BAO-4B lowers UR to 0.2917 from UserRL-4B's 0.7617 while raising Pass@U-1 from 0.0417 to 0.1063.
- With GPT-4o-mini as teacher on Telepathy-Gym (Qwen3-1.7B), BAO raises Pass@U-1 from 0.1707 (UserRL) to 0.5122 and lowers UR from 0.7619 to 0.1423.
Surprising findings
- Removing behavior regularization leads to a large increase in user involvement rate (e.g., Turtle-Gym UR 0.8698 for BAO w/o BR-4B), indicating reliance on user verification.
- Naive penalties on user interactions were reported to harm task performance by limiting exploration.
Limitations
- Focuses only on language-only agents; multimodal extension left for future work.
- Reward hacking risk when using Qwen3-8B as judge and simulator during training, with sim-to-real gap to GPT-4o evaluation.
- Evaluated only on three UserRL gym tasks.
Experimental setup
Datasets: UserRL benchmark (Function-Gym, Telepathy-Gym, Turtle-Gym)
Benchmarks: UserRL Function-Gym UserRL Telepathy-Gym UserRL Turtle-Gym
Metrics: Pass@U-1 Pass@U-2 score user involvement rate Self-BLEU embedding similarity reward translation rate
Baselines: UserRL Gemini-3-flash Gemini-2.5-Pro Gemini-2.5-Flash GPT-5-0807 GPT-4o GPT-4o-mini Qwen3-32B Qwen3-14B Qwen3-8B
Builds on: UserRL GRPO CollabLLM
Closest papers by meaning
- Proactive Agent: Shifting LLM Agents from Reactive Responses to Active Assistance (ICLR 2025 · similarity 0.91)
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- Learning Agentic Policy from Action Guidance (NeurIPS 2026 · similarity 0.89)
- UniClawBench: A Universal Benchmark for Proactive Agents on Real-World Tasks (NeurIPS 2026 · similarity 0.89)
- Planning without Search: Refining Frontier LLMs with Offline Goal-Conditioned RL (NeurIPS 2025 · similarity 0.89)
- Plug-and-Play Policy Planner for Large Language Model Powered Dialogue Agents (ICLR 2024 · similarity 0.88)
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