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CLIP-Guided Federated Learning on Heterogeneity and Long-Tailed Data

AAAI 2024 · Federated learning and privacy › Personalized and heterogeneous FL · approach: Federated learning with pretrained models · 38 citations (OpenAlex)

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Proposes CLIP2FL, which distills a frozen CLIP ViT-B/32 into federated client models and uses CLIP text prototypes with contrastive learning to generate federated features for retraining a balanced server classifier under heterogeneous, long-tailed data.

Problem

Federated learning on data that is both heterogeneous across clients and class-imbalanced (long-tailed), where client models are biased toward head classes and server classifiers degrade.

Approach

Uses an off-the-shelf CLIP as a teacher for client-side knowledge distillation and as a semantic prototype source (via its text encoder) that supervises server-side generation of federated features from shared gradients, which are then used to retrain a class-balanced server classifier.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use CLIP2FL instead of CReFFFederated learning · CIFAR-10-LT IF=100top-1 accuracy (%): 70.55 -> 73.37Helped
Use CLIP2FL instead of CReFFFederated learning · CIFAR-10-LT IF=50top-1 accuracy (%): 73.08 -> 75.35Helped
Use CLIP2FL instead of CReFFFederated learning · CIFAR-10-LT IF=10top-1 accuracy (%): 80.71 -> 81.18Helped
Use CLIP2FL instead of CReFFFederated learning · CIFAR-100-LT IF=100top-1 accuracy (%): 34.67 -> 37.56Helped
Use CLIP2FL instead of CReFFFederated learning · CIFAR-100-LT IF=50top-1 accuracy (%): 37.64 -> 41.29Helped
Use CLIP2FL instead of CReFFFederated learning · CIFAR-100-LT IF=10top-1 accuracy (%): 47.08 -> 48.20Helped
Use CLIP2FL instead of CReFFFederated learning · ImageNet-LT Alltop-1 accuracy (%): 26.31 -> 27.72Helped
Use CLIP2FL instead of CReFFFederated learning · ImageNet-LT Manytop-1 accuracy (%): 37.44 -> 35.06Hurt
Use CLIP2FL instead of CReFFFederated learning · ImageNet-LT Mediumtop-1 accuracy (%): 21.87 -> 27.55Helped
Use CLIP2FL instead of CReFFFederated learning · ImageNet-LT Fewtop-1 accuracy (%): 10.29 -> 24.80Helped
Add CLIP knowledge distillation loss KL (ablation)Baseline federated method · CIFAR-10-LT IF=100top-1 accuracy (%): 70.55 -> 72.20Helped
Add CLIP knowledge distillation loss KL (ablation)Baseline federated method · CIFAR-100-LT IF=100top-1 accuracy (%): 34.67 -> 35.88Helped

Surprising findings

Limitations

Experimental setup

Datasets: CIFAR-10-LT CIFAR-100-LT ImageNet-LT

Benchmarks: CIFAR-10-LT CIFAR-100-LT ImageNet-LT

Metrics: top-1 accuracy CKA similarity gradient and feature cosine dissimilarity

Baselines: FedAvg FedAvgM FedProx FedDF FedBE CCVR FedNova Fed-Focal Loss Ratio Loss FedAvg+tau-norm CReFF

Builds on: CReFF FedAvg CLIP CCVR

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