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Identifying Neural Dynamics Using Interventional State Space Models
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Proposes interventional state-space models (iSSM) that decouple perturbed latents from their upstream dependencies, with identifiability theory and experiments on simulated motor dynamics and real calcium and macaque micro-stimulation data.
Problem
Standard state space models fit to neural data capture only observational statistical associations and cannot predict neural dynamics under causal perturbations, and their parameters are often non-identifiable.
Approach
Model interventions as changing the dynamics: when a latent is perturbed, its incoming edges from upstream latents are cut (column of the dynamics matrix ignored), with a sparse Laplace prior on the intervention matrix B; combined with identifiability theory based on interventional independence, enabling generalization to unseen interventions.
Key results
- On simulated motor cortex data, iSSM recovers true latents (reconstruction correlation improves with more interventions) while SSM does not, especially in high-dimensional observations.
- On mouse ALM photostimulation data, iSSM reconstructs training and test trials better than SSM across latent dimensions.
- On macaque dlPFC micro-stimulation data, iSSM outperforms SSM in train and test reconstruction accuracy and yields more consistent B across random initializations.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Use iSSM instead of SSM | Motor cortex simulations (RD and DA) · Motor cortex simulations (RD and DA) | latent reconstruction correlation | Helped |
| Use iSSM instead of SSM | High-dimensional motor simulations · High-dimensional motor simulations (RD and DA) | latent reconstruction accuracy | Helped |
| Use iSSM instead of SSM | Mouse ALM photostimulation model · Mouse ALM photostimulation | reconstruction accuracy | Helped |
| Use iSSM instead of SSM | Macaque dlPFC micro-stimulation model · Macaque dlPFC micro-stimulation | test reconstruction accuracy | Helped |
| Increase the number of latents (ablation) | iSSM · Mouse ALM photostimulation | reconstruction accuracy | Helped |
| Increase the sparsity of B (ablation) | iSSM · Mouse ALM photostimulation | reconstruction accuracy | Helped |
| Increase the number of latents (ablation) | iSSM · Macaque dlPFC micro-stimulation | reconstruction accuracy | Helped |
Limitations
- Generative model restricted to linear latent dynamics with nonlinear emissions; nonlinear dynamics lack theory.
- Assumes interventions act directly on latents that are causally linked to them, which needs experimental validation.
- Relies on approximate variational inference with LSTM recognition network, which may amplify approximation gap.
Experimental setup
Datasets: simulated rotational dynamics and dynamic attractor data mouse ALM calcium imaging with photostimulation (Daie et al., 2021) macaque dlPFC electrophysiology with micro-stimulation (Nejatbakhsh et al., 2023)
Benchmarks: simulated motor cortex models mouse ALM photostimulation dataset macaque dlPFC micro-stimulation dataset
Metrics: reconstruction accuracy (correlation) consistency score of B across initializations
Baselines: SSM (observational state space model)
Builds on: linear dynamical systems causal representation learning Ahuja et al. identifiability Lippe et al. interventional identifiability Hyttinen et al. unordered pairs condition
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