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OV-MER: Towards Open-Vocabulary Multimodal Emotion Recognition
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Introduces open-vocabulary multimodal emotion recognition (OV-MER), builds the OV-MERD dataset via human-LLM collaboration, proposes set-based grouping metrics, and benchmarks zero-shot MLLMs on emotion-clue-based label prediction.
Problem
Multimodal emotion recognition relies on fixed, basic-emotion label spaces that fail to capture the nuance and multi-appraisal nature of human emotions; there is no dataset, metric, or solution for predicting arbitrary emotion labels.
Approach
Reformulate MER as open-vocabulary generation: annotate videos with arbitrary numbers of emotion labels extracted from LLM-merged multimodal clues, and evaluate with set-based precision/recall/F after grouping synonyms via GPT-based or emotion-wheel-based grouping.
Key results
- GPT-4V achieves the highest English F_s of 55.51 among CLUE-MLLM baselines, while CLUE-Multi (human-checked clues) reaches 80.05 F_s, showing a large gap for current MLLMs.
- EW-based grouping metrics correlate strongly with GPT-based metrics (PCC up to 0.942), suggesting EW can replace GPT grouping for cheaper, reproducible evaluation.
- In a user study, 97.5% of annotations judged OV-MERD labels more informative than basic emotion labels.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Combine checked visual and acoustic clues with text instead of using only checked acoustic clues | CLUE-Multi on OV-MERD · OV-MERD English | F_s: 65.35$_{\pm0.04}$ -> 80.05$_{\pm0.24}$ | Helped |
| Combine checked visual and acoustic clues with text instead of using only checked acoustic clues | CLUE-Multi on OV-MERD · OV-MERD Chinese | F_s: 68.56$_{\pm0.07}$ -> 85.16$_{\pm0.03}$ | Helped |
| Use checked audio clues with text rather than text only | CLUE-Audio on OV-MERD · OV-MERD English | F_s: 46.00$_{\pm0.06}$ -> 65.35$_{\pm0.04}$ | Helped |
| Use checked video clues rather than text only | CLUE-Video on OV-MERD · OV-MERD English | F_s: 46.00$_{\pm0.06}$ -> 60.55$_{\pm0.13}$ | Helped |
| Include text alongside video input to the MLLM (S1 rather than S0) (ablation) | CLUE-MLLM · OV-MERD | F_s | Helped |
| Extract descriptions with an MLLM, then combine them with text using another LLM (S2 rather than S1) (ablation) | CLUE-MLLM · OV-MERD | F_s | Helped |
| Use one-hot labels instead of open-vocabulary labels | OV-MERD label evaluation · OV-MERD English | Recall_s: 51.05$_{\pm0.08}$ | Hurt |
| Use human-LLM collaboration rather than human-only annotation | OV-MERD annotation · OV-MERD | informativeness preference: 97.5% | Helped |
| Use OV-MERD labels rather than basic emotion labels | OV-MERD annotation · OV-MERD | human-perception alignment: 96% | Helped |
Surprising findings
- GPT-based and matching-based metrics (BLEU, METEOR, ROUGE) correlate only weakly, with the highest PCC about 0.77.
- Feeding both video and text into an MLLM at once performs worse than extracting descriptions first and merging with text using a separate LLM.
Limitations
- Dataset derived from MER2023 movies/TV clips with mostly single-person videos, limiting spontaneity and generalization.
- Only a subset of MLLMs evaluated; cultural differences not studied (data originally Chinese).
- Ground truth partly depends on GPT-3.5 label extraction and GPT-based grouping, with reproducibility affected by API versions.
Experimental setup
Datasets: MER2023 OV-MERD
Benchmarks: OV-MERD
Metrics: Precision_s Recall_s F_s PCC
Baselines: Qwen-Audio OneLLM Otter Video-LLaMA VideoChat SECap PandaGPT Video-LLaVA SALMONN VideoChat2 Video-ChatGPT LLaMA-VID
Builds on: MER2023 SALMONN GPT-4V Emotion Wheel
Closest papers by meaning
- AffectGPT: A New Dataset, Model, and Benchmark for Emotion Understanding with Multimodal Large Language Models (ICML 2025 · similarity 0.92)
- AffectGPT-RL: Revealing Roles of Reinforcement Learning in Open-Vocabulary Emotion Recognition (NeurIPS 2026 · similarity 0.91)
- Emotion-LLaMA: Multimodal Emotion Recognition and Reasoning with Instruction Tuning (NeurIPS 2024 · similarity 0.89)
- Multi-to-Single: Reducing Multimodal Dependency in Emotion Recognition Through Contrastive Learning (AAAI 2025 · similarity 0.88)
- EMOE: Modality-Specific Enhanced Dynamic Emotion Experts (CVPR 2025 · similarity 0.88)
- Customizing Visual Emotion Evaluation for MLLMs: An Open-vocabulary, Multifaceted, and Scalable Approach (ICLR 2026 · similarity 0.87)
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