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Do We Need to Verify Step by Step? Rethinking Process Supervision from a Theoretical Perspective
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Shows theoretically that outcome supervision is statistically no harder than process supervision in offline RL (up to horizon polynomials) via a Change of Trajectory Measure Lemma relying on state-action concentrability, and that the advantage function of any policy is an optimal process reward model.
Problem
Whether outcome supervision (trajectory-level reward) is statistically harder than process supervision (step-level reward) in RL for complex reasoning in LLMs.
Approach
A Change of Trajectory Measure Lemma bounds trajectory-return distribution shift using only state-action concentrability (not trajectory concentrability), enabling least-squares reward imputation from outcome data with polynomial-in-H overhead; additionally the advantage function of any policy, estimated via rollouts, is shown to be an optimal process reward model while the Q-function is not.
Key results
- Least-squares reward imputation from outcome data yields suboptimality bounds scaling as H^{3/2} sqrt(C_sa log|R| / |D_O|), so outcome supervision matches process supervision up to horizon polynomials.
- Change of Trajectory Measure Lemma: E_pi[f(tau)^2] <= O(H^3 C_sa(pi, pi_off)) E_pi_off[f(tau)^2].
- The advantage function of any policy serves as an optimal process reward model, whereas a hard MDP shows the Q-function can yield suboptimality of at least 1/3.
Surprising findings
- State-action concentrability suffices for outcome supervision, not only for process supervision.
- Using the Q-function as a reward model can produce a policy with suboptimality at least 1/3, while the advantage function is provably valid.
Limitations
- Results carry polynomial-in-horizon factors that may not be removable.
- Guarantees require outcome data collected offline; online settings are left for future work.
- DPO analysis assumes deterministic transitions and bounded log-ratio of trajectory probabilities.
Experimental setup
Metrics: sample complexity bounds
Baselines: Q-function reward model
Builds on: offline RL with concentrability DPO performance difference lemma
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