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Guarantees for Nonlinear Representation Learning: Non-identical Covariates, Dependent Data, Fewer Samples
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Gives sample-complexity and excess-risk guarantees for two-stage ERM representation learning across tasks with non-identical covariate distributions and phi-mixing (dependent) data, with a refined task-diversity measure and a plug-in estimator of it.
Problem
Existing multi-task nonlinear representation learning theory assumes i.i.d. covariates across tasks and independent samples within tasks, and requires per-task sample burn-in proportional to the input dimension; the paper targets these limitations.
Approach
Replaces the uniform task-diversity assumption with a task-diversity coefficient that jointly accounts for covariate coverage (mu_X) and head coverage (mu_F), proves excess-risk bounds under non-identical and phi-mixing covariates via blocking that moves dependence effects into the burn-in, and reduces per-task burn-in from order dim(X) to order r.
Key results
- Multi-task pretraining of the representation improves over single-task imitation learning in the low-target-data regime on all three cartpole metrics.
- Multi-task gains saturate once target trajectories exceed the number of per-task training trajectories (10), consistent with the theory's limiting rate for large T.
- Theory: per-task burn-in for the target head reduces from order dim(X) in prior work to order r, and the risk bound matches the iid rate under phi-mixing.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| pretrain on source tasks and fit only the final layer on target demonstrations instead of training the full network | Multi-task imitation learning policy · Cartpole imitation learning, low-target-data regime | controller-input MSE | Helped |
| pretrain on source tasks and fit only the final layer on target demonstrations instead of training the full network | Multi-task imitation learning policy · Cartpole imitation learning, low-target-data regime | trajectory MSE | Helped |
| pretrain on source tasks and fit only the final layer on target demonstrations instead of training the full network | Multi-task imitation learning policy · Cartpole imitation learning, low-target-data regime | stabilizing trials (%) | Helped |
Limitations
- Task-diversity estimator is shown only consistent asymptotically; finite-sample guarantees left open.
- Analysis assumes realizable setting with subgaussian martingale noise and bounded function classes; the excess-risk bound is for ERM rather than a practical algorithm.
- Pathologies such as class imbalance and low task diversity are not addressed.
Experimental setup
Datasets: PyBullet simulated cartpole demonstrations from linear expert controllers
Benchmarks: PyBullet cartpole imitation learning (controller MSE, trajectory deviation, % balanced trials)
Metrics: MSE of controller inputs trajectory deviation percent of trials stabilized
Baselines: single-task imitation learning
Builds on: multi-task linear representation learning (Du et al. / Tripuraneni et al.) offset Rademacher / martingale offset complexity task diversity (Tripuraneni et al.) blocking for mixing processes
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