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Privacy-Preserving Instructions for Aligning Large Language Models
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Generates differentially private synthetic user instructions by DP-fine-tuning LLaMA generators and resampling them with a DP histogram filter so they match real Chatbot Arena instruction distributions, then uses them for SFT and PPO-based RLHF.
Problem
User instructions collected by LLM services contain sensitive information that is exposed to human annotators during data labeling and can be memorized by aligned models; existing DP fine-tuning only addresses memorization.
Approach
Replace real user instructions with DP synthetic instructions from a privately fine-tuned generator, then apply a novel DP histogram-based resampling step (k-means clusters of synthetic embeddings, noisy histogram of real data) to align the synthetic distribution with real instructions at small extra privacy cost.
Key results
- DP synthetic instructions with filtering (eps=5.98) give 67.8% win-rate for 7B SFT vs 60.7% for real Chatbot Arena instructions under DP (eps=5.94) and 68.9% for non-private real data.
- Filtering improves the 7B SFT win-rate by 8.6% relative over unfiltered DP synthetic data (eps=5.94 unfiltered 62.7%, filtered eps=2.91 65.6%).
- MAUVE (unigram) improves from 0.932 to 0.958 at eps=2.86 to 2.91 after filtering, and from 0.942 to 0.961 at eps=5.94 to 5.98.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Resample initial DP synthetic instructions with the private histogram | DP synthetic instructions generated from LLaMA 13B · Chatbot Arena instructions | MAUVE unigram: 0.942 -> 0.961 | Helped |
| Resample initial DP synthetic instructions with the private histogram | DP synthetic instructions generated from LLaMA 13B · Chatbot Arena instructions | MAUVE Sentence-T5: 0.912 -> 0.975 | Helped |
| Resample initial DP synthetic instructions with the private histogram | DP synthetic reviews generated from GPT2-Large · IMDB reviews | MAUVE Sentence-T5: 0.647 -> 0.825 | Helped |
| Resample initial DP synthetic abstracts with the private histogram | DP synthetic abstracts generated from GPT2-Large · PubMed abstracts | MAUVE Sentence-T5: 0.594 -> 0.811 | Helped |
| Use filtered rather than unfiltered DP synthetic instructions | LLaMA 7B supervised fine-tuning · Chatbot Arena instructions (test) | win-rate: 62.7% (± 0.34) -> 65.6% (±0.36) | Helped |
| Use filtered DP synthetic instructions instead of DP training on real instructions | LLaMA 7B supervised fine-tuning · Chatbot Arena instructions (test) | win-rate: 60.7% (± 0.42) -> 67.8% (± 0.32) | Helped |
| Use in-domain Chatbot Arena instructions instead of out-of-domain FLAN instructions | LLaMA 7B supervised fine-tuning · Chatbot Arena instructions (test) | win-rate: 50% -> 68.9% (± 0.31) | Helped |
| Increase the gradient clipping threshold from C=0.01 to C=0.5 (ablation) | DP instruction generator · Chatbot Arena instructions | MAUVE unigram: 0.667 -> 0.839 | Helped |
| Increase the gradient clipping threshold from C=0.01 to C=0.5 (ablation) | DP instruction generator · Chatbot Arena instructions | MAUVE Sentence-T5: 0.843 -> 0.890 | Helped |
| Use LLaMA 13B rather than LLaMA 7B as the pretrained generator (ablation) | DP instruction generator · Chatbot Arena instructions | MAUVE unigram: 0.839 -> 0.942 | Helped |
| Use LLaMA 13B rather than LLaMA 7B as the pretrained generator (ablation) | DP instruction generator · Chatbot Arena instructions | MAUVE Sentence-T5: 0.890 -> 0.912 | Helped |
| Use 500 thousand rather than one million initial synthetic instructions (ablation) | Private histogram resampling · Chatbot Arena instructions, large K | MAUVE | Hurt |
Surprising findings
- Private real-instruction training (DP-Adam on real instructions and responses) underperforms training on DP synthetic instructions, which the authors attribute to the extra cost of privatizing long responses.
- Gradient clipping threshold strongly affects synthetic instruction length and MAUVE, with small thresholds biasing generators toward short outputs.
Limitations
- Relies on an off-the-shelf 304M reward model rather than privately trained reward model in RLHF.
- AlpacaEval instructions do not accurately represent real-world user queries; best DP models slightly underperform Vicuna-v1.3 there.
- Experiments use GPT-3.5-Turbo for answer annotation and GPT-4 judging rather than human annotators.
Experimental setup
Datasets: LMSYS-Chat-1M Chatbot Arena Conversations FLAN OpenOrca IMDB PubMed
Benchmarks: Chatbot Arena instructions test split AlpacaEval MAUVE on Chatbot Arena instructions
Metrics: win-rate MAUVE (unigram and Sentence-T5) average test reward loss rank leakage rate
Baselines: Vicuna-v1.3 LLaMA2-Chat FLAN (non-private) Chatbot Arena (non-private) Text-davinci-003
Builds on: DP-SGD DP-Adam MAUVE Private Evolution LoRA
Closest papers by meaning
- Differentially Private Steering for Large Language Model Alignment (ICLR 2025 · similarity 0.91)
- DP-OPT: Make Large Language Model Your Privacy-Preserving Prompt Engineer (ICLR 2024 · similarity 0.90)
- Scaling Laws for Differentially Private Language Models (ICML 2025 · similarity 0.89)
- Privacy Auditing of Large Language Models (ICLR 2025 · similarity 0.89)
- Synthesizing Privacy-Preserving Text Data via Finetuning *without* Finetuning Billion-Scale LLMs (ICML 2025 · similarity 0.89)
- PrE-Text: Training Language Models on Private Federated Data in the Age of LLMs (ICML 2024 · similarity 0.88)
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