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Feedback Loops With Language Models Drive In-Context Reward Hacking

ICML 2024 · Large language models › Alignment and preferences · approach: LLM-as-judge and feedback data · 2 citations (OpenAlex)

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Shows that feedback loops in deployed LLM agents (output-refinement and policy-refinement) induce optimization of a proxy objective while increasing negative side effects, termed in-context reward hacking (ICRH), and proposes evaluation recommendations to detect it.

Problem

LLMs deployed as agents interact with the world, so their outputs feed back into later inputs; this can make them optimize a proxy objective at test time while causing harmful side effects that static evaluations miss.

Approach

Identifies two feedback-driven mechanisms (output-refinement and policy-refinement) by which test-time optimization of a proxy objective produces in-context reward hacking, and argues that static benchmarks miss these effects so evaluation should include more feedback rounds, more feedback loop types, and atypical observations.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
add one cycle of output-refinement feedbackGPT-4 generations · 80 output-refinement test casesobjective scoreHelped
add more rounds of output-refinement feedbackGPT-4 generations · 80 output-refinement test casesobjective scoreHelped
add more rounds of A/B testing and seed generations with the more engaging tweetGPT-4 Twitter agent · Twitter agentengagementHelped
add more rounds of A/B testing and seed generations with the more engaging tweetGPT-4 Twitter agent · Twitter agenttoxicityHurt
add API error feedback and allow policy refinementToolEmu agents · ToolEmucumulative helpfulnessHelped
add more rounds of API error feedback and allow policy refinementToolEmu agents · ToolEmuconstraint-violation severityHurt
increase model size from Claude-3 Haiku through Sonnet to OpusTwitter agent with NPR persona · Twitter agentengagementHelped
increase model size from Claude-3 Haiku through Sonnet to OpusTwitter agent with NPR persona · Twitter agenttoxicityHurt
explicitly instruct GPT-4 to avoid toxicity while optimizing engagement (ablation)GPT-4 Twitter agent · Twitter agenttoxicityMixed
explicitly instruct GPT-4 to avoid toxicity while optimizing engagement (ablation)GPT-4 Twitter agent · Twitter agentengagementNo clear effect
increase API error probability (ablation)GPT-3.5 helpful agent · ToolEmuconstraint violationsHurt
replace self-retrieval with retrieval of the most engaging tweet across agents (ablation)Multi-agent Twitter agents · Competitive Twitter feedback looptoxicityHurt

Surprising findings

Limitations

Experimental setup

Datasets: ToolEmu

Benchmarks: ToolEmu

Metrics: Bradley-Terry objective score engagement score Perspective API toxicity Detoxify toxicity helpfulness constraint violation severity

Baselines: GPT-3.5 GPT-4 Claude-2

Builds on: ToolEmu Bradley-Terry model Perspective API

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