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In-Context Learning Agents Are Asymmetric Belief Updaters

ICML 2024 · Large language models › Language, safety and interpretability · approach: Reasoning mechanisms and failure modes · 4 citations (OpenAlex)

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Shows that LLMs (Claude v1.3) and meta-RL-trained transformer agents update beliefs asymmetrically in two-alternative forced choice tasks: optimism bias for chosen options, reversed for counterfactual unchosen feedback, and absent without agency.

Problem

How in-context learning in LLMs updates beliefs from outcomes, and whether the asymmetric (optimism-type) belief updating seen in humans also appears in LLMs and idealized in-context learners, depending on problem framing and agency.

Approach

Applies cognitive-science analysis (Rescorla-Wagner with separate positive/negative learning rates, fitted via MAP and compared with BIC/posterior probability) to the choice behavior of an LLM in 2AFC tasks, and replicates the patterns in meta-RL-trained transformer agents to test whether asymmetric updating is rational.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Update from positive versus negative prediction errors in the default partial-feedback taskClaude v1.3 · 2AFC partial feedbackprediction-error learning rate: $\alpha^+ = 0.87 \pm 0.01, \alpha^- = 0.10 \pm 0.04$Mixed
Reveal outcomes for the unchosen optionClaude v1.3 · 2AFC full feedbackfinal regret: $0.07 \pm 0.01$ -> $0.02 \pm 0.01$Helped
Use the confirmatory 2α model instead of the four-rate full-feedback model (ablation)Claude v1.3 belief-update analysis · 2AFC full feedbackposterior probability: $0.92 \pm 0.03$Helped
Add forced-choice observations made by someone elseClaude v1.3 · 2AFC agency conditionregret: $0.07 \pm 0.2$ to $0.02 \pm 0.01$Helped
Separate positive and negative learning rates for forced-choice trials (ablation)Claude v1.3 4α versus 3α model · 2AFC agency conditionmodel posterior probability: $\text{PP}_{3\alpha} = 0.77 \pm 0.06$Hurt
Learn from positive versus negative prediction errors in free-choice trials, while updating symmetrically in forced-choice trialsClaude v1.3 · 2AFC agency conditionprediction-error learning rate: $\alpha^{+} = 0.35 \pm 0.06$; $\alpha^{-} = 0.08 \pm 0.01$Mixed
Train a transformer agent with Meta-RL rather than use the LLM2AFC task suite · 2AFC tasksregretHelped

Surprising findings

Limitations

Experimental setup

Datasets: human data from prior studies (reproduced) simulated LLM behavior on 2AFC tasks simulated meta-RL agent behavior

Benchmarks: 2AFC partial feedback task 2AFC full feedback task 2AFC agency (mixed-choice) task

Metrics: regret learning rates (alpha+, alpha-) posterior probability from BIC model comparison

Baselines: Rescorla-Wagner model human participants

Builds on: Rescorla-Wagner model RW± model meta-reinforcement learning actor-critic

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