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Listen, Think, and Understand

ICLR 2024 · Large language models › AI and society · approach: Human-centered trust and agency · 18 citations (OpenAlex)

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Builds LTU, an audio-LLM that couples an AST audio encoder with LLaMA-7B via LoRA, trained with a perception-to-understanding curriculum on the 5.6M-pair OpenAQA dataset, for both closed-ended audio perception and open-ended audio reasoning.

Problem

Existing audio models map sound to fixed label sets and lack reasoning or understanding beyond perception, while LLMs lack audio perception; the paper asks whether one model can have both.

Approach

Bridge a pretrained audio encoder (AST) to a frozen LLaMA-7B with a projection layer and LoRA adapters, trained on GPT-3.5-generated open-ended audio QA from metadata (Audio Instruction Generation) plus rule-based closed-ended QA, using a curriculum that moves from closed-ended perception tasks to open-ended understanding.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
remove LoRA adapters (ablation)LTU · Audio classification averageaverage performance: 50.3 -> 38.3Hurt
change LoRA rank from 8 to 4 (ablation)LTU · Audio classification averageaverage performance: 50.3 -> 50.2No clear effect
change LoRA rank from 8 to 16 (ablation)LTU · Audio classification averageaverage performance: 50.3 -> 50.5No clear effect
fully fine-tune LLaMA instead of using LoRA (ablation)LTU · Audio classification averageaverage performance: 50.3 -> 51.3Helped
fully fine-tune LLaMA instead of using LoRA (ablation)LTU · Pure language tasksinstruction following rate: 87.6 -> 53.5Hurt
freeze the audio branch (ablation)LTU · Audio classification averageaverage performance: 50.3 -> 33.7Hurt
remove the perception-to-understanding curriculum (ablation)LTU · Audio classification averageaverage performance: 50.3 -> 23.0Hurt
remove open-ended training (ablation)LTU · Audio classification averageaverage performance: 50.3 -> 37.1Hurt
remove open-ended training while keeping total iterations the same (ablation)LTU · Audio classification averageaverage performance: 50.3 -> 47.3Hurt
include unanswerable questions in training (ablation)LTU · Test unanswerable questionsrefusal rate: 51.9% -> 69.3%Helped
include unanswerable questions in training (ablation)LTU · Audio classification averageaverage performance: 50.0 -> 50.3Helped
increase LLaMA size from 7B to 13B (ablation)LTU · Audio classification averageaverage performance: 50.3 -> 48.9Hurt

Surprising findings

Limitations

Experimental setup

Datasets: AudioSet AudioSet-Strong VGGSound FSD50K AudioCaps FreeSound Clotho v2 Sound Bible

Benchmarks: ESC50 DCASE VGGSound TUT Beijing Opera VocalSound FSD50K AudioSet AudioCaps Clotho

Metrics: accuracy micro F1 mAP SPICE instruction following rate factual correctness rate

Baselines: CLAP AudioCLIP Pengi LLaVA AST

Builds on: LLaMA Vicuna AST CAV-MAE LoRA

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