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Estimating Shape Distances on Neural Representations with Limited Samples

ICLR 2024 · Learning theory and algorithms › Sample complexity · approach: Robust and surrogate-loss learning bounds · 1 citations (OpenAlex)

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Derives upper and lower bounds on plug-in estimation error of shape distances (Procrustes and Riemannian) for neural representations and proposes a method-of-moments estimator with a user-tunable bias-variance tradeoff and approximate confidence intervals.

Problem

Estimating shape distances between high-dimensional, noisy neural representations from limited samples is biased and slowly converging, and existing work rarely quantifies estimator uncertainty.

Approach

Plug-in estimate of the nuclear norm of the cross-covariance is replaced by a polynomial expansion in eigenmoments W_p = Tr[(Sigma Sigma^T)^p], with coefficients chosen by a convex quadratic program that bounds maximal bias at a user-specified level while minimizing variance; moments are estimated unbiasedly and covariance is bootstrapped.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use the moment-based estimator instead of the plug-in estimatorShape similarity estimation · Synthetic simulations with low sample size and high dimensionalitybiasHelped
Use the moment-based estimator instead of the plug-in estimatorShape similarity estimation · Synthetic simulationsvarianceHurt
Constrain the moment estimator to 5% biasMoment-based estimator · Synthetic simulations with varying sample sizebiasHelped
Increase the sample sizeMoment-based estimator · Synthetic simulationsvarianceHelped
Increase representational dimensionalityPlug-in estimator · Synthetic simulationsbiasHurt
Increase representational dimensionalityMoment-based estimator constrained to 10% bias · Synthetic simulationsvarianceHurt
Use the moment-based estimator instead of the plug-in estimatorShape similarity estimation · Mouse V1 neural data with ground-truth similarity 0biasHelped
Use the moment-based estimator instead of the plug-in estimatorShape similarity estimation · Mouse V1 neural data with ground-truth similarity 1biasHurt
Use the moment-based estimator instead of the plug-in estimatorShape similarity estimation · ResNet-50 ImageNet representations with small sample sizessimilarity estimation errorHelped
Use the moment-based estimator instead of the plug-in estimatorShape similarity estimation · ResNet-50 ImageNet representations with small sample sizesvarianceHurt
Compute approximate confidence intervals using estimated bias and varianceMoment-based estimator · Synthetic simulationsCI miss rate: 2.3%Helped
Use all stimuli rather than a 400-stimulus foldMoment-based estimator on mouse V1 data · Mouse V1 neural dataconfidence interval widthHelped

Surprising findings

Limitations

Experimental setup

Datasets: ImageNet CIFAR-10 mouse V1 calcium imaging recordings (2,800 natural images)

Benchmarks: synthetic multivariate normal simulations mouse V1 calcium imaging neural data ResNet-50 penultimate-layer representations

Metrics: bias variance MSE confidence interval coverage

Baselines: plug-in estimator

Builds on: Procrustes shape distance Riemannian shape metrics matrix Bernstein inequality

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